Page 1 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$#!" &'()& &*+,-,./ 01234 5131671+ 8(97:81+,*; <8=+1>6-1? 56-,./ !@ ()&A#BC$"
/+<7=568: 150820=21 ;7= ;6808>60- 042651 482+= !"#$%&'$&( *+,-(-&. /(0&,0%,1 26;;+= ;=7? =+<7=568: 150820=21 482+= :+8+=0--. 0>>+<5+2 0426568: 150820=21 68 5@05 !"#$%&'$&( *+,-(-&. /(0&,0%,1 =+A46=+ 5@+ 042657= 57B 0C
D+1>=6E+ 5@+ 1>7<+ 7; 5@+ 042657=F1 5+151 7; >7?<-608>+ ,65@ -0,1 082 =+:4-056781C
EC
)=7G62+ <71656G+ 0114=08>+ 5@05 5@+ +8565.F1 04265 >7??655++ 61 02+A405+-. 68;7=?+2 0E745 5@+ +;;+>51 7; 08. 6--+:0- 0>51C
>C
)=+1+85 5@+ =+14-51 7; 5@+ 042657=F1 5+151 7; +>787?. 082 +;;6>6+8>. =+:0=268: 5@+ 41+ 7; 5@+ +8565.F1 =+174=>+1C
2C
)=7G62+ 8+:056G+ 0114=08>+ 5@05 5@+ 042657= 261>7G+=+2 &" 5=0810>56781 5@05 ,+=+ 6826>056G+ 7; 6--+:0- 0>51C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C /+<7=568: 150820=21 ;7= ;6808>60- 042651 482+= !"#$%&'$&( *+,-(-&. /(0&,0%,1 26;;+= ;=7? =+<7=568: 150820=21 482+= :+8+=0--. 0>>+<5+2 0426568: 150820=21 JK&&LM 68 5@05 !"#$%&'$&( *+,-(-&. /(0&,0%,1 =+A46=+ 5@+ 042657= 57 2+1>=6E+ 5@+ 1>7<+ 7; 5@+ 042657=F1 5+151 7; >7?<-608>+ ,65@ -0,1 082 =+:4-056781C (@76>+ HEI 61 68>7==+>5C &-- 6--+:0- 0>51N 48-+11 >-+0=-. 68>781+A4+8560-N 1@74-2 E+ =+<7=5+2 57 5@71+ >@0=:+2 ,65@ :7G+=808>+ J6C+C 5@+ +8565.F1 04265 >7??655++M 482+= E75@ !"#$%&'$&( *+,-(-&. /(0&,0%,1 082 K&&LC O7,+G+=N 8+65@+= !"#$%&'$&( *+,-(-&. /(0&,0%,1 87= K&&L =+A46=+ 5@+ 042657= 57 <=7G62+ 2"1-(-#$ 011+%0&3$ 5@05 5@+ +8565.F1 04265 >7??655++ 61 02+A405+-. 68;7=?+2 0E745 5@+ +;;+>51 7; 6--+:00>51C (@76>+ H>I 61 68>7==+>5C P@61 A4+15678 61 01Q68: 0E745 ;6808>60- 042651C )+=;7=?08>+N 875 ;6808>60-N 042651 ?0. <=+1+85 5@+ =+14-51 7; 5@+ 042657=F1 5+151 7; +>787?. 082 +;;6>6+8>. =+:0=268: 5@+ 41+ 7; 5@+ +8565.F1 =+174=>+1C (@76>+ H2I 61 68>7==+>5C !"#$%&'$&( *+,-(-&. /(0&,0%,1 27 875 =+A46=+ 5@+ 042657= 57 <=7G62+ 8+:056G+ 0114=08>+ 5@05 5@+ 042657= 261>7G+=+2 87 5=0810>56781 5@05 ,+=+ 6826>056G+ 7; 6--+:0- 0>51C O7,+G+=N 0-6--+:0- 0>51N 48-+11 >-+0=-. 68>781+A4+8560-N 1@74-2 E+ =+<7=5+2 57 5@+ 7;;6>60-1 7; 5@+ 04265+2 +8565.N 5@71+ >@0=:+2 ,65@ :7G+=808>+N 7= +R5+=80- =+:4-057=1C
(null)
5/28/16, 6:03 PM
)0:+ ! 7; "#
Page 2 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$@ ()&A#BC$C
S@6>@ 7; 5@+ ;7--7,68: <=7>+24=+1 ,74-2 ?715 -6Q+-. 011615 08 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781T 0C
UG0-405+ 5@+ =+01780E-+8+11 7; ?080:+?+85F1 0>>748568: +156?05+1 5@05 0=+ 14EV+>5 57 E601C
EC
/+5+15 68+;;+>56G+ 685+=80- >785=7- 0>56G656+1 ;7= +G62+8>+ 7; ?080:+?+85 7G+==62+C
>C
/+G6+, 5@+ ?6845+1 7; 5@+ ?++568:1 7; 5@+ E70=2 7; 26=+>57=1 082 651 >7??655++1C
2C
L+82 1+>782 =+A4+151 ;7= 48081,+=+2 <71656G+ >78;6=?056781 7; 0>>74851 =+>+6G0E-+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C /+G6+,68: 5@+ ?6845+1 7; 5@+ ?++568:1 7; 5@+ E70=2 7; 26=+>57=1 082 651 >7??655++1 ?715 -6Q+-. ,74-2 011615 08 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ H0I 61 68>7==+>5C UG0-40568: 5@+ =+01780E-+8+11 7; ?080:+?+85F1 0>>748568: +156?05+1 5@05 0=+ 14EV+>5 57 E601 ?0. @+-< 5@+ 042657= 68 011+1168: 5@+ =+01780E-+8+11 7; 08 0>>7485 E0-08>+N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ HEI 61 68>7==+>5C /+5+1568: 68+;;+>56G+ 685+=80- >785=7- 0>56G656+1 ;7= +G62+8>+ 7; ?080:+?+85 7G+==62+ ?0. @+-< 5@+ 042657= 62+856;. 0 >785=7- 2+;6>6+8>.N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ H2I 61 68>7==+>5C L+8268: 1+>782 =+A4+151 ;7= 48081,+=+2 <71656G+ >78;6=?056781 7; 0>>74851 =+>+6G0E-+ 0116151 5@+ 042657= 68 7E506868: +G62+8>+ =+:0=268: 5@+ +R615+8>+ 7; 0>>74851 =+>+6G0E-+N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C
(null)
5/28/16, 6:03 PM
)0:+ $ 7; "#
Page 2 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$@ ()&A#BC$C
S@6>@ 7; 5@+ ;7--7,68: <=7>+24=+1 ,74-2 ?715 -6Q+-. 011615 08 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781T 0C
UG0-405+ 5@+ =+01780E-+8+11 7; ?080:+?+85F1 0>>748568: +156?05+1 5@05 0=+ 14EV+>5 57 E601C
EC
/+5+15 68+;;+>56G+ 685+=80- >785=7- 0>56G656+1 ;7= +G62+8>+ 7; ?080:+?+85 7G+==62+C
>C
/+G6+, 5@+ ?6845+1 7; 5@+ ?++568:1 7; 5@+ E70=2 7; 26=+>57=1 082 651 >7??655++1C
2C
L+82 1+>782 =+A4+151 ;7= 48081,+=+2 <71656G+ >78;6=?056781 7; 0>>74851 =+>+6G0E-+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C /+G6+,68: 5@+ ?6845+1 7; 5@+ ?++568:1 7; 5@+ E70=2 7; 26=+>57=1 082 651 >7??655++1 ?715 -6Q+-. ,74-2 011615 08 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ H0I 61 68>7==+>5C UG0-40568: 5@+ =+01780E-+8+11 7; ?080:+?+85F1 0>>748568: +156?05+1 5@05 0=+ 14EV+>5 57 E601 ?0. @+-< 5@+ 042657= 68 011+1168: 5@+ =+01780E-+8+11 7; 08 0>>7485 E0-08>+N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ HEI 61 68>7==+>5C /+5+1568: 68+;;+>56G+ 685+=80- >785=7- 0>56G656+1 ;7= +G62+8>+ 7; ?080:+?+85 7G+==62+ ?0. @+-< 5@+ 042657= 62+856;. 0 >785=7- 2+;6>6+8>.N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C (@76>+ H2I 61 68>7==+>5C L+8268: 1+>782 =+A4+151 ;7= 48081,+=+2 <71656G+ >78;6=?056781 7; 0>>74851 =+>+6G0E-+ 0116151 5@+ 042657= 68 7E506868: +G62+8>+ =+:0=268: 5@+ +R615+8>+ 7; 0>>74851 =+>+6G0E-+N E45 ?715 -6Q+-. ,74-2 875 011615 5@+ 042657= 68 62+856;.68: =+-05+2 <0=5. 5=0810>56781C
(null)
5/28/16, 6:03 PM
)0:+ $ 7; "#
Page 3 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
T@ ()&A#BC$U
S@6>@ 7; 5@+ ;7--7,68: ;0>57=1 ,74-2 ?715 -6Q+-. 68;-4+8>+ 5@+ ;7=? 082 +R5+85 7; 5@+ 042657=F1 27>4?+8505678 7; 08 +8565.F1 685+=80- >785=7- +8G6=78?+85T 0C
(7?<-+R65. 082 16W+ 7; 5@+ +8565.C
EC
&?7485 7; 04265 ,7=Q <+=;7=?+2 05 08 685+=6? 205+C
>C
&?7485 7; 04265 ,7=Q <+=;7=?+2 E. 5@+ 685+=80- 042657=C
2C
/+14-51 7; G+=6;.68: ?05+=60- 0>>7485 E0-08>+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ >7?<-+R65. 082 16W+ 7; 5@+ +8565. ,6-- ?715 -6Q+-. 68;-4+8>+ 5@+ ;7=? 082 +R5+85 7; 5@+ 042657=F1 27>4?+8505678 7; 08 +8565.F1 685+=80- >785=7- +8G6=78?+85C X7= +R0?<-+N 0 1?0--+=N -+11 >7?<-+R +8565. ,6-- 5.<6>0--. @0G+ ;+,+= >785=7-1 5@08 0 -0=:+=N >7?<-+R +8565. 082N 5@+=+;7=+N ?715 -6Q+-. ,74-2 =+14-5 68 -+11 04265 27>4?+8505678 0E745 5@+ +8565.F1 685+=80- >785=7- +8G6=78?+85C (@76>+ HEI 61 68>7==+>5C P@+ 0?7485 7; 04265 ,7=Q <+=;7=?+2 05 08 685+=6? 205+ 61 875 -6Q+-. 57 68;-4+8>+ 5@+ ;7=? 082 +R5+85 7; 5@+ 042657=F1 27>4?+8505678 7; 5@+ +8565.F1 685+=80- >785=7- +8G6=78?+85C P@+ 042657= ?415 <=7G62+ 27>4?+8505678 <=7G68: 5@05 14;;6>6+85 +G62+8>+ ,01 7E5068+2 =+:0=268: 5@+ 685+=80- >785=7+8G6=78?+85N =+:0=2-+11 7; ,@+8 04265 ,7=Q 61 <+=;7=?+2C (@76>+ H>I 61 68>7==+>5C P@+ 0?7485 7; 04265 ,7=Q <+=;7=?+2 E. 5@+ 685+=80- 042657= 61 875 -6Q+-. 57 16:86;6>085-. 68;-4+8>+ 5@+ ;7=? 082 +R5+85 7; 5@+ 042657=F1 27>4?+8505678 7; 5@+ +8565.F1 685+=80- >785=7+8G6=78?+85C P@+ +R5+=80- 042657= ?415 <=7G62+ 27>4?+8505678 57 <=7G+ 5@05 14;;6>6+85 +G62+8>+ ,01 7E5068+2 =+:0=268: 5@+ 685+=80- >785=7- +8G6=78?+85C O7,+G+=N 41+ 7; 5@+ 685+=80- 042657=F1 ,7=Q ?0. >=+05+ 0 ?7=+ +;;6>6+85 04265C (@76>+ H2I 61 68>7==+>5C P@+ =+14-51 7; G+=6;.68: ?05+=60- 0>>7485 E0-08>+1 61 875 -6Q+-. 57 16:86;6>085-. 68;-4+8>+ 5@+ ;7=? 082 +R5+85 7; 5@+ 27>4?+8505678 7; 5@+ +8565.F1 685+=80- >785=7- +8G6=78?+85C P.<6>0--.N 5@+ 042657=F1 482+=1508268: 7; 5@+ +8565.F1 685+=80- >785=7- +8G6=78?+85 68;-4+8>+1 5@+ 8054=+N 56?68:N 082 +R5+85 7; 14E150856G+ 5+1568: <+=;7=?+2N =05@+= 5@08 G6>+ G+=10C
(null)
5/28/16, 6:03 PM
)0:+ T 7; "#
Page 4 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
P@ ()&A#BC$V
&>>7=268: 57 5@+ &'()& (72+ 7; )=7;+116780- (7824>5N ,@6>@ 7; 5@+ ;7--7,68: 0>56781 ,6-- 6?<06= 682+<+82+8>+T 0C
)=+<0=68: >-6+85 ;6808>60- 1505+?+851 E01+2 78 68;7=?05678 68 0 5=60- E0-08>+C
EC
)=7>+1168: <0.=7-- ;7= 0 >-6+85F1 16:8054=+ E01+2 78 >-6+85 =+>7=2 Q++<68:C
>C
)0=56>6<0568: 68 5@+ @6=68: 7= 5+=?6805678 7; 0 >-6+85F1 +?<-7.++1C
2C
&1161568: 0 >-6+85 68 2=0;568: 0 157>QY7;;+=68: 27>4?+85 7= ?+?7=0824?C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C )0=56>6<0568: 68 5@+ @6=68: 7= 5+=?6805678 7; 0 >-6+85F1 +?<-7.++1 6?<06=1 682+<+82+8>+ E+>041+ 5@+ ()& 61 <+=;7=?68: 0 ?080:+?+85 ;48>5678C (@76>+ H0I 61 68>7==+>5C )=+<0=68: >-6+85 ;6808>60- 1505+?+851 E01+2 78 68;7=?05678 68 0 5=60- E0-08>+ =+<=+1+851 0 <=+<0=05678 +8:0:+?+85N ,@6>@ ,74-2 875 6?<06= 5@+ ()&F1 682+<+82+8>+C Z080:+?+85 61 156-- =+1<7816E-+ ;7= 50Q68: =+1<7816E6-65. 082 0<<=7G68: 5@+ ;6808>60- 1505+?+851C (@76>+ HEI 61 68>7==+>5C )=7>+1168: <0.=7-- ;7= 0 >-6+85F1 16:8054=+ E01+2 78 >-6+85 =+>7=2 Q++<68: ,74-2 875 6?<06= 682+<+82+8>+ 082 61 >78162+=+2 0 878Y055+15 1+=G6>+C P@+ ()& 61 ?+=+-. <=7>+1168: 68;7=?05678 5@05 61 5@+ >-6+85F1 082 61 875 ?0Q68: <7-6>. 2+>616781C (@76>+ H2I 61 68>7==+>5C Z+=+-. 01161568: 0 >-6+85 68 2=0;568: 0 157>QY7;;+=68: 27>4?+85 7= ?+?7=0824? 27+1 875 6?<06= 682+<+82+8>+ 082 61 >78162+=+2 0 878Y055+15 1+=G6>+C O7,+G+=N 0>568: 01 5@+ 482+=,=65+= 7= <=7?75+= 7; 5@+ 7;;+=68: 27>4?+851 ,74-2 6?<06= 682+<+82+8>+C
(null)
5/28/16, 6:03 PM
)0:+ P 7; "#
Page 5 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
"@ ()&A#BCT#
S@+8 08 0>>7485085 >7?<6-+1 5@+ ;6808>60- 1505+?+851 7; 0 8786114+= 68 0>>7=208>+ ,65@ /(0($'$&(1 "& /(0&,0%,1 4"% *33"+&(-&. 0&, 5$#-$6 /$%#-3$1N 5@+ 0>>7485085F1 =+<7=5 1@74-2 68>-42+B 0C
& 1505+?+85 5@05 5@+ 0>>7485085 61 &"( 0,0=+ 7; ?05+=60- ?726;6>056781 5@05 1@74-2 E+ ?02+ 57 5@+ ;6808>60- 1505+?+851 ;7= 5@+? 57 E+ 68 >78;7=?65. ,65@ K&&)C
EC
& 1505+?+85 =+:0=268: 5@+ 0>>7485085F1 011+11?+85 7; ;=042 =61QC
>C
& 1505+?+85 5@05 5@+ 0>>7485085 27+1 &"( +R<=+11 08 7<68678 78 5@+ ;6808>60- 1505+?+851C
2C
& 1505+?+85 =+:0=268: 5@+ +8565.F1 >7?<-608>+ ,65@ -0,1 082 =+:4-056781C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C & >7?<6-05678 =+<7=5 68>-42+1 0 1505+?+85 5@05 5@+ 0>>7485085 27+1 875 +R<=+11 08 7<68678 78 5@+ ;6808>60- 1505+?+851C (@76>+ H0I 61 68>7==+>5C & =+G6+,N 875 0 >7?<6-05678 =+<7=5N 68>-42+1 0 1505+?+85 5@05 5@+ 0>>7485085 61 875 0,0=+ 7; ?05+=60- ?726;6>056781 5@05 1@74-2 E+ ?02+ 57 5@+ ;6808>60- 1505+?+851 ;7= 5@+? 57 E+ 68 >78;7=?65. ,65@ K&&)C (@76>+ HEI 61 68>7==+>5C &8 04265N 875 0 >7?<6-05678N =+<7=5 68>-42+1 0 1505+?+85 =+:0=268: 5@+ 042657=F1 011+11?+85 7; =61Q1 7; ?05+=60- ?611505+?+85 24+ 57 ;=042 7= +==7=C &11+11?+85 7; ;=042 =61Q 61 875 =+A46=+2 68 0 >7?<6-05678 +8:0:+?+85C (@76>+ H2I 61 68>7==+>5C & 150820=2 >7?<6-05678 =+<7=5 61 875 =+A46=+2 57 68>-42+ 0 1505+?+85 =+:0=268: 5@+ +8565.F1 >7?<-608>+ ,65@ -0,1 082 =+:4-056781C
(null)
5/28/16, 6:03 PM
)0:+ " 7; "#
Page 6 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
C@ ()&A#BCT!
'8 ,@6>@ 7; 5@+ ;7--7,68: >6=>4?1508>+1 61 08 042657= ?715 -6Q+-. 57 =+-. 78 ,7=Q 278+ E. 685+=80- 042657=1T 0C
'; ;6808>60- 1505+?+85 0?74851 0=+ ?05+=60- 082 5@+ 2+:=++ 7; 14EV+>56G65. 68 +G0-40568: 5@+ 04265 +G62+8>+ 61 @6:@C
EC
'; 5@+ 685+=80- 042657=1 @0G+ >78>-42+2 5@05 5@+ =61Q 7; ?05+=60- ?611505+?+85 05 5@+ 7G+=0-- ;6808>60-+G+- 61 8+:-6:6E-+C
>C
X7= ;6808>60- 1505+?+85 0?74851 V42:+2 E. 5@+ 042657= 57 =+A46=+ -655-+ 7= 87 14EV+>56G+-. +G0-405+2 04265 +G62+8>+C
2C
X7= ;6808>60- 1505+?+85 0?74851 2+5+=?68+2 -0=:+-. 7= +856=+-. 78 5@+ E0161 7; +156?05+1 ?02+ E. ?080:+?+85C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C &8 042657= 61 ?715 -6Q+-. 57 =+-. 78 ,7=Q 278+ E. 685+=80- 042657=1 ;7= ;6808>601505+?+85 0?74851 V42:+2 E. 5@+ 042657= 57 =+A46=+ -655-+ 7= 87 14EV+>56G+-. +G0-405+2 04265 +G62+8>+C (@76>+ H0I 61 68>7==+>5C &8 042657= 61 48-6Q+-. 57 =+-. 78 5@+ ,7=Q <+=;7=?+2 E. 5@+ 685+=80- 042657= 6; ;6808>60- 1505+?+85 0?74851 0=+ ?05+=60- 082 5@+ 2+:=++ 7; 14EV+>56G65. 68 +G0-40568: 5@+ 04265 +G62+8>+ 61 @6:@C (@76>+ HEI 61 68>7==+>5C &8 +R5+=80- 042657=F1 2+>61678 57 =+-. 78 5@+ ,7=Q <+=;7=?+2 E. 685+=80- 042657=1 61 48-6Q+-. 57 E+ E01+2 78 5@+ 685+=80- 042657=F1 011+11?+85 7; 5@+ =61Q 7; ?05+=60- ?611505+?+85C /61Q 7; ?05+=60- ?611505+?+85 61 0 @6:@-. 14EV+>56G+ 04265 2+>61678C '8 02265678N 5@+ 042657=F1 2+5+=?6805678 57 41+ 5@+ ,7=Q 7; 5@+ 685+=80- 042657= 61 E01+2 78 5@+ +R5+=80- 042657=F1 +G0-405678 7; 5@+ >7?<+5+8>. 7; 5@+ 685+=80- 04265 ;48>5678N 7EV+>56G65. 7; 5@+ 685+=80- 042657=1N 082 ,@+5@+= 5@+ 685+=80- 04265 ;48>5678 0<<-6+1 0 1.15+?056> 082 261>6<-68+2 0<<=70>@ 01 ,+-- 01 5@+ +R5+=80- 042657=F1 2+5+=?6805678 7; 5@+ >@0=0>5+=6156>1 7; 5@+ 04265 ,7=Q J6C+C -7, 2+:=++ 7; 14EV+>56G65.N -7, =61Q 7; ?05+=60- ?611505+?+85N +5>CMC (@76>+ H2I 61 68>7==+>5C &8 +R5+=80- 042657= 61 48-6Q+-. 57 =+-. 78 5@+ ,7=Q 7; 5@+ 685+=80- 042657= ;7= ;6808>60- 1505+?+85 0?74851 5@05 @0G+ 0 @6:@ 2+:=++ 7; 14EV+>56G65.N 14>@ 01 +156?05+1 ?02+ E. ?080:+?+85C
(null)
5/28/16, 6:03 PM
)0:+ C 7; "#
Page 7 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
U@ ()&A#BCT$
S@6>@ 7; 5@+ ;7--7,68: 1505+?+851 61 >7==+>5 =+:0=268: 0 ?080:+?+85 =+<=+1+8505678 -+55+=T 0C
& =+<=+1+8505678 -+55+= >08 E+ 41+2 68 <-0>+ 7; 1<+>6;6>N <=+G6741-. 62+856;6+2 04265 <=7>+24=+1C
EC
& =+<=+1+8505678 -+55+= +8>7?<011+1 0 26;;+=+85 1+5 7; 011+=56781 ;=7? 5@71+ 68@+=+85 68 5@+ ;6808>60- 1505+?+851C
>C
P@+ 205+ 7; 5@+ =+<=+1+8505678 -+55+= 1@74-2 5.<6>0--. E+ 5@+ 10?+ 01 5@+ 04265 =+<7=5C
2C
P@+ =+<=+1+85056781 ?02+ 0<<-. 4856- 5@+ 205+ 7; 0 >-6+85F1 ;6808>60- 1505+?+851C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ 205+ 7; 5@+ =+<=+1+8505678 -+55+= 1@74-2 5.<6>0--. E+ 5@+ 10?+ 01 5@+ 04265 =+<7=5C (@76>+ H0I 61 68>7==+>5C & ?080:+?+85 =+<=+1+8505678 -+55+= 5.<6>0--. 27+1 875 =+<=+1+85 14;;6>6+85 04265 +G62+8>+ 57 14E156545+ 0 1<+>6;6>N <=+G6741-. 62+856;6+2 04265 <=7>+24=+C X7= +R0?<-+N 0 ?080:+?+85 =+<=+1+8505678 -+55+= >08875 E+ 41+2 57 14E156545+ 5@+ 04265 <=7>+24=+ 7; >78;6=?68: 0>>74851 =+>+6G0E-+C (@76>+ HEI 61 68>7==+>5C & =+<=+1+8505678 -+55+= +8>7?<011+1 5@+ 10?+ 1+5 7; 011+=56781 01 5@71+ 68@+=+85 68 5@+ ;6808>60- 1505+?+851 J6C+CN >7?<-+5+8+11 7; 68;7=?05678MC (@76>+ H2I 61 68>7==+>5C P@+ ?080:+?+85 =+<=+1+8505678 -+55+= 68>-42+1 =+<=+1+85056781 4< 57 5@+ 205+ 7; 5@+ 042657=F1 =+<7=5N ,@6>@ 61 0;5+= 5@+ 205+ 7; 5@+ >-6+85F1 ;6808>60- 1505+?+851C X7= +R0?<-+N ?080:+?+85 68>-42+1 0 =+<=+1+8505678 5@05 H0-- +G+851 14E1+A4+85 57 5@+ 205+ 7; 5@+ ;6808>60- 1505+?+851 @0G+ E++8 0<<=7<=605+-. 0>>7485+2 ;7= 082 261>-71+2 68 0>>7=208>+ ,65@ 5@+ =+A46=+?+851 7; K&&)CI
(null)
5/28/16, 6:03 PM
)0:+ U 7; "#
Page 8 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
B@ ()&A#BCTP
S@6>@ 7; 5@+ ;7--7,68: >7?<78+851 7; 685+=80- >785=7- ,74-2 E+ >78162+=+2 5@+ ;748205678 ;7= 5@+ 75@+= >7?<78+851T 0C
'8;7=?05678 082 >7??486>05678C
EC
/61Q 011+11?+85C
>C
(785=7- +8G6=78?+85C
2C
(785=7- 0>56G656+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L U )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ >785=7- +8G6=78?+85 1+51 5@+ 7G+=0-- 578+ 7; 5@+ 7=:086W05678 082 61 >78162+=+2 5@+ ;748205678 ;7= 5@+ 75@+= >7?<78+851 7; 685+=80- >785=7-C P@+ 75@+= >7?<78+851 7; 685+=80- >785=7- 0=+ =61Q 011+11?+85N 68;7=?05678 082 >7??486>05678N >785=7- 0>56G656+1N 082 ?78657=68:C (@76>+1 H0IN HEIN 082 H2I 0=+ 68>7==+>5 <+= 5@+ 0E7G+ +R<-0805678C
(null)
5/28/16, 6:03 PM
)0:+ B 7; "#
Page 9 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
V@ ()&A#BCT"
S@6>@ 7; 5@+ ;7--7,68: 0>56G656+1 E. 1?0-- E4168+11 >-6+851 E+15 2+?7815=05+1 ?080:+?+85 685+:=65. 68 5@+ 0E1+8>+ 7; 0 ,=655+8 >72+ 7; >7824>5T 0C
U?<@016W68: +5@6>0- E+@0G67= 5@=74:@ 7=0- >7??486>05678 082 ?080:+?+85 +R0?<-+C
EC
D+G+-7<68: 082 ?068506868: ;7=?0- 2+1>=6<56781 7; 0>>748568: <=7>+24=+1C
>C
D7>4?+8568: 685+=80- >785=7- <=7>+24=+1 4168: ;-7,>@0=51 =05@+= 5@08 80==056G+1C
2C
/+<7=568: =+:4-0=-. 57 5@+ E70=2 7; 26=+>57=1 0E745 7<+=056781 082 ;6808>+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L U )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C U?<@016W68: +5@6>0- E+@0G67= 5@=74:@ 7=0- >7??486>05678 082 E. +R0?<-+ E+15 2+?7815=05+1 ?080:+?+85 685+:=65. 68 5@+ 0E1+8>+ 7; 0 ,=655+8 >72+ 7; >7824>5C (@76>+ HEI 61 68>7==+>5C Z080:+?+85F1 2+G+-7+85 082 ?0685+808>+ 7; ;7=?0- 2+1>=6<56781 7; 0>>748568: <=7>+24=+1 2+?7815=05+1 :772 27>4?+8505678 7; 0>>748568: <=7>+24=+1 E45 27+1 875 <=7G62+ +G62+8>+ 0E745 ?080:+?+85F1 685+:=65.C (@76>+ H>I 61 68>7==+>5C D7>4?+8568: 685+=80- >785=7- <=7>+24=+1 4168: ;-7,>@0=51 =05@+= 5@08 80==056G+1 2+?7815=05+1 ?080:+?+85F1 <=+;+=+8>+ 68 27>4?+8568: >785=7- <=7>+24=+1N E45 27+1 875 <=7G62+ +G62+8>+ 0E745 ?080:+?+85F1 685+:=65.C (@76>+ H2I 61 68>7==+>5C /+<7=568: =+:4-0=-. 57 5@+ E70=2 7; 26=+>57=1 0E745 7<+=056781 082 ;6808>+1 <=7G62+1 68;7=?05678 0E745 ?080:+?+85F1 ;=+A4+8>. 7; >7??486>05678 ,65@ 5@+ E70=2 7; 26=+>57=1 E45 27+1 875 2+?7815=05+ ?080:+?+85 685+:=65.C
(null)
5/28/16, 6:03 PM
)0:+ V 7; "#
Page 10 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!#@ ()&A#BCTC
S@6>@ 7; 5@+ ;7--7,68: <=7>+24=+1 ,74-2 E+ 0<<=7<=605+ 57 5+15 5@+ +R615+8>+ 011+=5678 24=68: 08 04265 7; 0>>74851 =+>+6G0E-+T 0C
P=0>+ 5=0810>56781 ;=7? 5@+ 14E16260=. -+2:+= 57 5@+ :+8+=0- -+2:+=C
EC
L+82 >78;6=?056781 57 >4157?+=1C
>C
P=0>+ 0 10?<-+ 7; 68G76>+1 57 =+>7=268: 68 5@+ :+8+=0- -+2:+=C
2C
D+5+=?68+ 5@05 0-- 1@6+851 E+;7=+ .+0=Y+82 0=+ =+>7=2+2 01 10-+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C L+8268: >78;6=?056781 57 >4157?+=1 61 5@+ ?715 0<<=7<=605+ 04265 <=7>+24=+ 57 5+15 5@+ +R615+8>+ 7; 0>>74851 =+>+6G0E-+C (@76>+ H0I 61 68>7==+>5C P=0>68: 5=0810>56781 ;=7? 5@+ 14E16260=. -+2:+= 57 5@+ :+8+=0- -+2:+= 5+151 5@+ >7?<-+5+8+11 7; 0>>74851 =+>+6G0E-+C (@76>+ H>I 61 68>7==+>5C P=0>68: 0 10?<-+ 7; 68G76>+1 57 =+>7=268: 68 5@+ :+8+=0- -+2:+= 5+151 5@+ >7?<-+5+8+11 7; 0>>74851 =+>+6G0E-+C (@76>+ H2I 61 68>7==+>5C D+5+=?6868: 5@05 0-- 1@6+851 E+;7=+ .+0=Y+82 0=+ =+>7=2+2 01 10-+1 5+151 5@+ 011+=56781 7; >457;; 082 >7?<-+5+8+11 7; 0>>74851 =+>+6G0E-+C
(null)
5/28/16, 6:03 PM
)0:+ !# 7; "#
Page 11 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!!@ ()&ABCCT
& >7?<08.F1 ?080:+?+85 <=7G62+2 651 042657=1 ,65@ 68;7=?05678 >78>+=868: -656:05678N >-06?1N 082 011+11?+851C S@6>@ 7; 5@+ ;7--7,68: 61 5@+ 042657=F1 <=6?0=. ?+081 7; >7==7E7=0568: ?080:+?+85F1 68;7=?05678T 0C
'8A46=68: 7; >7?<08.F1 745162+ >7481+-C
EC
Z++568: ,65@ 5@+ >7?<08.F1 04265 >7??655++C
>C
Z++568: ,65@ 5@+ >7?<08.F1 >@06=?08 7; 5@+ E70=2C
2C
'8A46=68: 7; 5@+ >7?<08.F1 68Y@741+ >7481+-C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ 042657=F1 <=6?0=. ?+081 7; >7==7E7=0568: ?080:+?+85F1 68;7=?05678 >78>+=868: -656:05678N >-06?1N 082 011+11?+851 61 5@=74:@ 0 -+55+= 7; 68A46=. 1+85 57 5@+ >7?<08.F1 745162+ >7481+-C (@76>+ HEI 61 68>7==+>5C Z++568: ,65@ 5@+ >7?<08.F1 04265 >7??655++ 7= =+G6+,68: ?6845+1 7; 5@+ 04265 >7??655++ ?0. @+-< 62+856;. 082[7= >7==7E7=05+ 68;7=?05678 <=7G62+2 E. ?080:+?+85 =+-05+2 57 -656:05678N >-06?1N 082 011+11?+851\ @7,+G+=N 5@+ 042657=F1 2%-'0%7 ?+081 7; >7==7E7=0568: ?080:+?+85F1 68;7=?05678 61 5@=74:@ 0 -+55+= 7; 68A46=. 1+85 57 5@+ >7?<08.F1 745162+ >7481+-C (@76>+ H>I 61 68>7==+>5C Z++568: ,65@ 5@+ >7?<08.F1 >@06=?08 7; 5@+ E70=2 7= =+G6+,68: E70=2 ?++568: ?6845+1 ?0. @+-< 62+856;. 082[7= >7==7E7=05+ 68;7=?05678 <=7G62+2 E. ?080:+?+85 =+-05+2 57 -656:05678N >-06?1N 082 011+11?+851\ @7,+G+=N 5@+ 042657=F1 2%-'0%7 ?+081 7; >7==7E7=0568: ?080:+?+85F1 68;7=?05678 61 5@=74:@ 0 -+55+= 7; 68A46=. 1+85 57 5@+ >7?<08.F1 745162+ >7481+-C (@76>+ H2I 61 68>7==+>5C '8A46=68: 7; 5@+ >7?<08.F1 68Y@741+ -+:0- >7481+- ?0. @+-< 62+856;. 082[7= >7==7E7=05+ 68;7=?05678 <=7G62+2 E. ?080:+?+85 =+-05+2 57 -656:05678N >-06?1N 082 011+11?+851\ @7,+G+=N 5@+ 042657=F1 2%-'0%7 ?+081 7; >7==7E7=0568: ?080:+?+85F1 68;7=?05678 61 5@=74:@ 0 -+55+= 7; 68A46=. 1+85 57 5@+ >7?<08.F1 745162+ >7481+-C
(null)
5/28/16, 6:03 PM
)0:+ !! 7; "#
Page 12 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!$@ ()&ABCCP
S@6>@ 7; 5@+ ;7--7,68: ,74-2 >041+ 08 042657= 7; 08 +8565.F1 ;6808>60- 1505+?+851 57 6114+ +65@+= 0 A40-6;6+2 7<68678 7= 0 261>-06?+= 7; 7<68678T 0C
L>7<+ -6?6505678 68G7-G68: 0 =+>7=2+2 48>+=50685.C
EC
'802+A405+ 261>-714=+ 7; 08 48>+=50685.C
>C
P@+ 41+ 7; 680<<=7<=605+ 0>>748568: <=68>6<-+1C
2C
]8=+01780E-+ 0>>748568: +156?05+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &! F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C &8 042657= ,74-2 6114+ +65@+= 0 A40-6;6+2 7<68678 7= 0 261>-06?+= 7; 7<68678 ,@+8 5@+=+ 61 0 1>7<+ -6?6505678 JK&&L 6114+MC (@76>+ HEI 61 68>7==+>5C &8 042657= ,74-2 6114+ +65@+= 0 A40-6;6+2 7= 08 02G+=1+ 7<68678 ,@+8 5@+=+ 61 6802+A405+ 261>-714=+ JK&&) 6114+MC (@76>+ H>I 61 68>7==+>5C &8 042657= ,74-2 6114+ +65@+= 0 A40-6;6+2 7= 08 02G+=1+ 7<68678 ,@+8 5@+ +8565. 41+1 680<<=7<=605+ 0>>748568: <=68>6<-+1 JK&&) 6114+MC (@76>+ H2I 61 68>7==+>5C &8 042657= ,74-2 6114+ +65@+= 0 A40-6;6+2 7= 08 02G+=1+ 7<68678 ,@+8 5@+ +8565. 41+1 48=+01780E-+ 0>>748568: +156?05+1 JK&&) 6114+MC
(null)
5/28/16, 6:03 PM
)0:+ !$ 7; "#
Page 13 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!T@ ()&ABCC"
&5 5@+ >7?<-+5678 7; 08 04265N ,@6>@ 7; 5@+ ;7--7,68: +85656+1 @01 7,8+=1@6< 7; 5@+ 04265 ,7=Q68: <0<+=1T 0C
P@+ >-6+85C
EC
P@+ >-6+85F1 04265 >7??655++C
>C
P@+ ()& ;6=? 5@05 <+=;7=?+2 5@+ 04265C
2C
P@+ >-6+85F1 157>Q@7-2+=1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ ()& ;6=? 5@05 <+=;7=?+2 5@+ 04265 @01 7,8+=1@6< 7; 5@+ 04265 ,7=Q68: <0<+=1C P@+1+ ,7=Q<0<+=1 <=7G62+ 14<<7=5 ;7= 5@+ 04265 7<68678 082 >785068 68;7=?05678 2+506-68: 5@+ 04265 ,7=Q <+=;7=?+2C (@76>+ H0I 61 68>7==+>5C P@+ >-6+85 @01 7,8+=1@6< 7; +G62+8>+ 14<<-6+2 57 5@+ 042657= E. 5@+ >-6+85 J+C:CN 7=6:680- 68G76>+1N 7=6:680- >785=0>51MN E45 875 ;7= 04265 ,7=Q68: <0<+=1C (@76>+ HEI 61 68>7==+>5C P@+ >-6+85F1 04265 >7??655++ @01 7,8+=1@6< 7; +G62+8>+ 14<<-6+2 57 5@+ 042657= E. 5@+ >7??655++ J+C:CN 7=6:680- ?++568: ?6845+1MN E45 875 ;7= 04265 ,7=Q68: <0<+=1C (@76>+ H2I 61 68>7==+>5C P@+ >-6+85F1 157>Q@7-2+=1 27 875 @0G+ 7,8+=1@6< 7; 5@+ 04265 ,7=Q68: <0<+=1C
(null)
5/28/16, 6:03 PM
)0:+ !T 7; "#
Page 14 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!P@ ()&ABCCC
S@6>@ 7; 5@+ ;7--7,68: 1+=G6>+1 ,74-2 >78156545+ 0 ?080:+?+85 ;48>5678 482+= !"#$%&'$&( *+,-(-&. /(0&,0%,1N 082 =+14-5 68 5@+ 6?<06=?+85 7; 0 ()&F1 682+<+82+8>+ 6; <+=;7=?+2 E. 5@+ ()&T 0C
D+G+-7<68: +8565. <=7:=0? <7-6>6+1C
EC
)=7G6268: ?+5@727-7:6+1N 14>@ 01 <=0>56>+ :462+1C
>C
)=7G6268: 0>>748568: 7<686781 57 0 -+:61-056G+ E72.C
2C
/+>7??+8268: 685+=80- >785=7- <=7>+24=+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C D+G+-7<68: <=7:=0? <7-6>6+1 6?<06=1 0 ()&F1 682+<+82+8>+ E+>041+ 5@+ ()& 61 0>568: 68 0 ?080:+?+85 >0<0>65.C (@76>+ HEI 61 68>7==+>5C )=7G6268: 68;7=?05678 57 ?080:+?+85N 14>@ 01 <=0>56>+ :462+1N 27+1 875 6?<06= 682+<+82+8>+C P@61 27+1 875 >78156545+ 5@+ ?080:+?+85 ;48>5678 01 ?080:+?+85 61 ?0Q68: 5@+ ;6802+>61678 7; ,@05 ?+5@727-7:. 57 41+C (@76>+ H>I 61 68>7==+>5C )=7G6268: 08 0>>748568: 7<68678 27+1 875 6?<06= 0 ()&F1 682+<+82+8>+C (@76>+ H2I 61 68>7==+>5C Z+=+-. =+>7??+8268: 685+=80- >785=7- <=7>+24=+1 27+1 875 6?<06= 0 ()&F1 682+<+82+8>+C P@61 27+1 875 >78156545+ 5@+ ?080:+?+85 ;48>5678 01 ?080:+?+85 @01 5@+ ;6802+5+=?6805678 7; ,@+5@+= 57 6?<-+?+85 5@+ 685+=80- >785=7- <=7>+24=+1C
(null)
5/28/16, 6:03 PM
)0:+ !P 7; "#
Page 15 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!"@ ()&ABCCU
S@6>@ 7; 5@+ ;7--7,68: E+15 >@0=0>5+=6W+1 08 042657=F1 +R+=>61+ 7; <=7;+116780- 1Q+<56>61?T 0C
(7824>568: 0-- ;=042Y=+-05+2 68A46=6+1 68 0 878>78;=785056780- ?088+=C
EC
^E506868: 02+A405+ >78>-416G+ +G62+8>+ 68 14<<7=5 7; 5@+ ;06=8+11 7; 5@+ ;6808>60- 1505+?+851C
>C
O0G68: 08 0556542+ 5@05 68>-42+1 0 A4+1567868: ?682C
2C
P0Q68: 6857 0>>7485 <015 =+-056781@6<1 082 +R<+=6+8>+1 ,65@ ?080:+?+85C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C )=7;+116780- 1Q+<56>61? 61 08 0556542+ 5@05 68>-42+1 0 A4+1567868: ?682 082 0 >=656>0011+11?+85 7; 04265 +G62+8>+C (@76>+ H0I 61 68>7==+>5C )=7;+116780- 1Q+<56>61? 27+1 875 =+A46=+ <+=;7=?68: ;=042 68A46=6+1 68 0 >+=5068 ?088+= J6C+C >78;=785056780-N 878>78;=785056780-MC )=7;+116780- 1Q+<56>61? 61 08 0556542+ 5@05 68>-42+1 01Q68: 022656780- A4+156781 082 7E506868: 022656780- +G62+8>+ ,@+8 5@+ =+-60E6-65. 7; +G62+8>+ 7E5068+2 61 A4+156780E-+C (@76>+ HEI 61 68>7==+>5C ^E506868: 02+A405+ >78>-416G+ +G62+8>+ 68 14<<7=5 7; 5@+ ;06=8+11 7; 5@+ ;6808>601505+?+851 27+1 875 8+>+110=6-. 2+?7815=05+ 5@+ +R+=>61+ 7; <=7;+116780- 1Q+<56>61?C P@+ 042657= 61 =+1<7816E-+ ;7= 7E506868: 14;;6>6+85 0<<=7<=605+ +G62+8>+ 57 2+5+=?68+ ,@+5@+= 5@+ ;6808>60- 1505+?+851 0=+ ?05+=60--. ?611505+2N =05@+= 5@08 ?+=+-. -77Q68: ;7= +G62+8>+ 5@05 14<<7=51 5@+ ;06=8+11 7; 5@+ ;6808>601505+?+851C (@76>+ H2I 61 68>7==+>5C P0Q68: 6857 0>>7485 <015 =+-056781@6<1 082 +R<+=6+8>+1 ,65@ ?080:+?+85 27+1 875 8+>+110=6-. 2+?7815=05+ 5@+ +R+=>61+ 7; <=7;+116780- 1Q+<56>61?C L7?+56?+1 =+-608>+ 78 <015 =+-056781@6<1 082 +R<+=6+8>+1 6?<+2+1N =05@+= 5@08 <=7?75+1N 5@+ +R+=>61+ 7; <=7;+116780- 1Q+<56>61?C P@+ 042657= 1@74-2 0-,0.1 G+=6;. 68;7=?05678 082 -77Q 05 +G62+8>+ ,65@ 0 A4+1567868: 0556542+ +G+8 6; ?080:+?+85 @01 0 @6157=. 7; 0>568: @78+15-.C
(null)
5/28/16, 6:03 PM
)0:+ !" 7; "#
Page 16 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!C@ ()&ABCCB
_+;7=+ 0>>+<568: 08 +8:0:+?+85 57 >7?<6-+ 7= =+G6+, 5@+ ;6808>60- 1505+?+851 7; 0 8786114+=N ,@6>@ 7; 5@+ ;7--7,68: 1<+>6;6> 68A46=6+1 1@74-2 0 14>>+117= 0>>7485085 >78162+= ?0Q68: 57 5@+ <=+2+>+117= 0>>7485085T 0C
O7, >77<+=056G+ ,01 5@+ 7,8+=F1 -0,.+= 68 <=7G6268: 0 -+:0- 7<68678T
EC
O7, 262 .74 011+11 68@+=+85 =61Q 082 >785=7- =61QT
>C
O7, ,74-2 .74 2+1>=6E+ 5@+ 685+:=65. 7; 5@+ 7,8+=T
2C
S@05 +G0-405678 262 .74 ?0Q+ 7; 08. 0>>748568: +156?05+1T
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C &8 0>>7485085 ?0. 01Q 0E745 5@+ 685+:=65. 7; 5@+ 7,8+= E+>041+ 08 0>>7485085 1@74-2 875 0>>+<5 0 >7?<6-05678 7= =+G6+, +8:0:+?+85 6; 5@+=+ 0=+ 274E51 0E745 ?080:+?+85 685+:=65.C (@76>+ H0I 61 68>7==+>5C *+65@+= 0 >7?<6-05678 87= 0 =+G6+, 7; ;6808>60- 1505+?+851 =+A46=+1 5@+ 0>>7485085 57 7E5068 0 -+:0- 7<68678 ;=7? 5@+ 7,8+=F1 -0,.+= 082N 5@+=+;7=+N 5@61 61 08 48-6Q+-. 68A46=.C (@76>+ HEI 61 68>7==+>5C *+65@+= 0 >7?<6-05678 87= 0 =+G6+, +8:0:+?+85 =+A46=+1 5@+ 0>>7485085 57 +G0-405+ 68@+=+85 =61Q 7= >785=7- =61Q 082N 5@+=+;7=+N 5@61 61 08 48-6Q+-. 68A46=.C (@76>+ H2I 61 68>7==+>5C & >7?<6-05678 +8:0:+?+85 27+1 875 68>-42+ 08 +G0-405678 7; 0>>748568: +156?05+1 082N 5@+=+;7=+N 61 08 48-6Q+-. 68A46=.C
(null)
5/28/16, 6:03 PM
)0:+ !C 7; "#
Page 17 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!U@ ()&ABCCV
&8 +8565. @01 ;06-+2 57 <=7G62+ 27>4?+8505678 ;7= 0 8+,-. 0>A46=+2 ? 05+=60- 011+5 082 68;7=?1 651 042657=1 5@05 5@+ 27>4?+8505678 61 -715C &>>7=268: 57 :+8+=0--. 0>>+<5+2 :7G+=8?+85 0426568: 150820=21N ,@05 ,74-2 5@61 165405678 5.<6>0--. 6826>05+ 57 5@+ 042657=1T 0C
X=0424-+85 0>56G65.C
EC
&E416G+ 0>56G65.C
>C
Z610<<=7<=605678 7; 011+51C
2C
& @+6:@5+8+2 =61Q 7; ;=042C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C &-5@74:@ 27>4?+8505678 5@05 61 -715 ?0. E+ 0 =+14-5 7; +==7= J+C:CN 5@+ >-6+85 ?61<-0>+2 5@+ 27>4?+85MN 5@+ 042657= 1@74-2 0<<=70>@ -715 27>4?+8505678 ,65@ 0 @+6:@5+8+2 =61Q 5@05 ;=042 ?0. @0G+ 7>>4==+2 J+C:CN 5@+ >-6+85 685+856780--. 2+15=7.+2 5@+ 27>4?+8505678MC (@76>+ H0I 61 68>7==+>5C `715 27>4?+8505678 27+1 875 8+>+110=6-. ?+08 5@05 ;=042 7>>4==+2 J+C:CN 27>4?+851 ?0. E+ ?61<-0>+2 E. +==7=MC P@+ 042657= ,6-- 8++2 57 +G0-405+ 5@+ 165405678 ,65@ 0 @+6:@5+8+2 1+81+ 5@05 ;=042 >74-2 @0G+ 7>>4==+2 082 ,6-- 8++2 57 7E5068 75@+= >7==7E7=0568: +G62+8>+ J+C:CN 681<+>5 5@+ 0>540- 011+5N =+G6+, <0.?+85 7; 65+?M 57 :+5 >7?;7=50E-+ ,65@ 5@+ E0-08>+C (@76>+ HEI 61 68>7==+>5C `715 27>4?+8505678 27+1 875 8+>+110=6-. 6826>05+ 5@05 5@+ <4=>@01+ 61 0E416G+C J&8 +R0?<-+ 7; 08 0E416G+ <4=>@01+ ,74-2 E+ 08 +?<-7.++ E4.68: 08 011+5 ;7= <+=1780-N 875 E4168+11N 41+CM P@+ 042657= ,6-- 8++2 57 +G0-405+ 5@+ 165405678 ,65@ 0 @+6:@5+8+2 1+81+ 5@05 ;=042 >74-2 @0G+ 7>>4==+2 082 ,6-- 8++2 57 7E5068 75@+= >7==7E7=0568: +G62+8>+ J+C:CN 681<+>5 5@+ 0>540- 011+5N =+G6+, <0.?+85 7; 65+?M 57 :+5 >7?;7=50E-+ ,65@ 5@+ E0-08>+C (@76>+ H>I 61 68>7==+>5C Z610<<=7<=605678 7; 011+51 68G7-G+1 5@+;5 7; 08 +8565.F1 011+51C `715 27>4?+8505678 27+1 875 8+>+110=6-. ?+08 5@+ 011+5 ,01 157-+8C P@+ 042657= 1@74-2 <+=;7=? 022656780- <=7>+24=+1N 14>@ 01 681<+>5678 7; 5@+ 0>540- 011+5N 57 2+5+=?68+ ,@+5@+= 5@+ 011+5 ,01 157-+8C
(null)
5/28/16, 6:03 PM
)0:+ !U 7; "#
Page 18 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!B@ ()&ABCU#
&8 0>>7485085 <+=;7=?68: 0 >7?<6-05678 ;7= 0 8786114+= E+-6+G+1 5@05 5@+ ;6808>60- 1505+?+851 ?6:@5 E+ ?05+=60--. ?611505+2C P@+ >-6+85 =+;41+1 57 <=7G62+ 022656780- 7= =+G61+2 68;7=?05678C O7, 1@74-2 5@+ 0>>7485085 =+1<782T 0C
_. =+A4+1568: 5@05 5@+ +8:0:+?+85 E+ >@08:+2 ;=7? 0 >7?<6-05678 57 0 =+G6+, 7= 04265C
EC
_. 611468: 0 >7?<6-05678 =+<7=5 5@05 61 A40-6;6+2 ;7= 0 1>7<+ -6?6505678C
>C
_. ,65@2=0,68: ;=7? 5@+ >7?<6-05678 +8:0:+?+85C
2C
_. 611468: 08 02G+=1+ =+<7=5 78 5@+ >7?<6-05678C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C '; 08 0>>7485085 <+=;7=?68: 0 >7?<6-05678 ;7= 0 8786114+= E+-6+G+1 5@05 5@+ ;6808>601505+?+851 ?6:@5 E+ ?05+=60--. ?611505+2 082 5@+ >-6+85 =+;41+1 57 <=7G62+ 022656780- 7= =+G61+2 68;7=?05678N 5@+8 5@+ 0>>7485085 1@74-2 ,65@2=0, ;=7? 5@+ +8:0:+?+85C (@76>+ H0I 61 68>7==+>5C /+A4+1568: 5@05 5@+ +8:0:+?+85 E+ >@08:+2 ;=7? 0 >7?<6-05678 57 0 =+G6+, 7= 04265 61 875 08 0<<=7<=605+ =+1<781+ ,@+8 5@+ 0>>7485085 E+-6+G+1 5@05 5@+ ;6808>60- 1505+?+851 ?6:@5 E+ ?05+=60--. ?611505+2C &<<=7<=605+ =+01781 ;7= >@08:68: 5@+ +8:0:+?+85 68>-42+ 0 >@08:+ 68 >-6+85 =+A46=+?+851 7= 0 ?61482+=1508268: 01 57 5@+ 8054=+ 7; 5@+ 1+=G6>+ 57 E+ =+82+=+2C (@76>+ HEI 61 68>7==+>5C &8 0>>7485085 ,74-2 875 6114+ 08 7<68678 68 0 >7?<6-05678 +8:0:+?+85C &8 7<68678 61 6114+2 68 08 04265 =+<7=5C (@76>+ H2I 61 68>7==+>5C &8 0>>7485085 ,74-2 875 6114+ 08 02G+=1+ =+<7=5 68 0 >7?<6-05678 +8:0:+?+85C P@+ 0>>7485085 1@74-2 +65@+= 261>-71+ 5@+ +;;+>51 7; 5@+ ?611505+?+85 J6; Q87,8M 68 0 1+<0=05+ <0=0:=0<@ 7; 5@+ >7?<6-05678 =+<7=5 7= ,65@2=0, ;=7? 5@+ +8:0:+?+85C D61>-7168: 5@+ +;;+>51 7; 5@+ ?611505+?+85 61 875 Q87,8 01 08 H02G+=1+I =+<7=5C P@+ 5+=? H02G+=1+I 61 5.<6>0--. 41+2 57 2+1>=6E+ 0 5.<+ 7; 7<68678 6114+2 68 08 04265C
(null)
5/28/16, 6:03 PM
)0:+ !B 7; "#
Page 19 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
!V@ ()&ABCU!
D4=68: 08 04265 7; 0 8786114+=F1 ;6808>60- 1505+?+851N 08 042657= 1@74-2 <+=;7=? 5+151 7; >785=7-1 57 7E5068 14;;6>6+85 0<<=7<=605+ 04265 +G62+8>+ 0E745 5@+ 7<+=0568: +;;+>56G+8+11 7; =+-+G085 >785=7-1 6;B 0C
P@+ 042657= 27+1 &"( <=+14?+ 5@05 >-6+85 ?080:+?+85 @01 >7??655+2 ;=042C
EC
Z7=+ ;6808>60- 27>4?+8505678 61 0G06-0E-+ 5@=74:@ 5+151 7; >785=7-1C
>C
L4E150856G+ <=7>+24=+1 0-78+ 30&&"( <=7G62+ 14;;6>6+85 0<<=7<=605+ 04265 +G62+8>+C
2C
P@+ 042657= 27+1 &"( 685+82 57 =+-. 78 5@+ 7<+=0568: +;;+>56G+8+11 7; >785=7-1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L B )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ 042657= 1@74-2 <+=;7=? 5+151 7; >785=7-1 ,@+8 14E150856G+ <=7>+24=+1 0-78+ >08875 <=7G62+ 14;;6>6+85 0<<=7<=605+ 04265 +G62+8>+C (@76>+ H0I 61 68>7==+>5C UG+8 5@74:@ 5@+ 042657= 27+1 875 <=+14?+ 5@05 >-6+85 ?080:+?+85 >7??655+2 0 ;=042N 5@61 27+1 875 8+>+110=6-. ?+08 5@05 5@+ 042657= 1@74-2 <+=;7=? 5+151 7; >785=7-1C P@+ 042657=F1 E0161 ;7= 5+1568: >785=7-1 61 ,@+8 5@+ 042657=F1 =61Q 011+11?+85 61 E01+2 78 5@+ 0114?<5678 5@05 >785=7-1 0=+ 7<+=0568: +;;+>56G+-. 7= ,@+8 14E150856G+ <=7>+24=+1 0-78+ 0=+ 6814;;6>6+85C (@76>+ HEI 61 68>7==+>5C P@+ 2+5+=?6805678 57 5+15 >785=7-1 61 875 E01+2 78 5@+ A408565. 7; ;6808>6068;7=?05678 0G06-0E-+ 5@=74:@ 5+151 7; >785=7-1C &8 042657= ,6-- 5+15 >785=7-1 ,@+8 5@+ 042657=F1 =61Q 011+11?+85 61 E01+2 78 5@+ 0114?<5678 5@05 >785=7-1 0=+ 7<+=0568: +;;+>56G+-. 7= ,@+8 14E150856G+ <=7>+24=+1 0-78+ 0=+ 6814;;6>6+85C (@76>+ H2I 61 68>7==+>5C '; 5@+ 042657= 27+1 875 685+82 57 =+-. 78 5@+ 7<+=0568: +;;+>56G+8+11 7; >785=7-1N 5@+8 5@+ 042657= 27+1 875 8++2 57 <+=;7=? 5+151 7; >785=7-1C
(null)
5/28/16, 6:03 PM
)0:+ !V 7; "#
Page 20 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$#@ ()&ABCU$
'8 <+=;7=?68: 685+=G6+,1 082 +R0?6868: 27>4?+851 =+-05+2 57 <=+-6?680=. ,7=Q 68 0 ;6808>60- 1505+?+85 04265 7; 0 8786114+=N 08 042657= 62+856;6+1 0 E4168+11 =61Q 0117>605+2 ,65@ <-081 ;7= 0 8+, <=724>5 -68+C S@05 1@74-2 5@+ 042657= 27 01 0 =+14-5T 0C
Z726;. 5@+ 1>7<+ 7; 5@+ +8:0:+?+85 57 68>-42+ 08 080-.161 7; 5@+ E42:+5 ;7= 5@+ 8+, <=724>5 -68+ 082 >78162+= 5@+ 8+, =61Q 68 >78V48>5678 ,65@ 75@+= =61Q1 0;5+= 5@+ E42:+5 65+?1 @0G+ E++8 080-.W+2C
EC
&80-.W+ 5@+ 8+,-. 62+856;6+2 =61Q 68 >78V48>5678 ,65@ +>787?6> >6=>4?1508>+1 =+-05+2 +R>-416G+-. 57 5@+ 8+, <=724>5 -68+ 082 >78162+= ,@+5@+= 5@+=+ 61 08 6??+2605+ >781+A4+8>+ ;7= 5@+ =61Q 7; ?05+=60- ?611505+?+85 ;7= 0;;+>5+2 >-011+1 7; 5=0810>56781C
>C
Z726;. 5@+ ;6808>60- 1505+?+85 261>-714=+1 57 68>-42+ 5@+ 8+,-. 62+856;6+2 =61Q 6; 65 61 -6Q+-. 5@05 5@+ 8+, <=724>5 -68+ ,6-- @0G+ 08 02G+=1+ +;;+>5 78 5@+ >7?<08.F1 <=7;650E6-65.C
2C
&80-.W+ 5@+ 8+,-. 62+856;6+2 =61Q 68 >78V48>5678 ,65@ 75@+= Q87,8 E4168+11 =61Q1 082 >78162+= ,@+5@+= 5@+=+ 61 08 6??+2605+ >781+A4+8>+ ;7= 5@+ =61Q 7; ?05+=60- ?611505+?+85 05 G0=6741 -+G+-1 7; 5@+ 04265C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L B )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C &8 0<<=7<=605+ =+1<781+ 57 08 62+856;6+2 E4168+11 =61Q 0117>605+2 ,65@ <-081 ;7= 0 8+, <=724>5 -68+ 61 ;7= 5@+ 042657= 57 080-.W+ 5@+ 8+,-. 62+856;6+2 =61Q 68 >78V48>5678 ,65@ 75@+= Q87,8 E4168+11 =61Q1 082 >78162+= ,@+5@+= 5@+=+ 61 08 6??+2605+ >781+A4+8>+ ;7= 5@+ =61Q 7; ?05+=60?611505+?+85 05 G0=6741 -+G+-1 7; 5@+ 04265C _4168+11 =61Q1 7;5+8 0;;+>5 =61Q 7; ?05+=60- ?611505+?+85 05 5@+ ;6808>60- 1505+?+85 -+G+-N ,@6>@ ?0. 0;;+>5 =61Q1 7; ?05+=60- ?611505+?+85 05 5@+ =+-+G085 011+=5678 -+G+-C X7= +R0?<-+N 08 4814>>+11;4- 8+, <=724>5 ?0. 0;;+>5 5@+ =61Q1 7; ?05+=60- ?611505+?+85 =+-05+2 57 5@+ G0-405678 7; 68G+857=.C (@76>+ H0I 61 68>7==+>5C &8 0<<=7<=605+ =+1<781+ 57 62+856;6+2 E4168+11 =61Q1 1@74-2 68>-42+ +G0-405678 7; 5@+ =61Q 7; ?05+=60- ?611505+?+85 05 G0=6741 -+G+-1 7; 5@+ 04265C (@76>+ HEI 61 68>7==+>5C P@+ 62+856;6+2 =61Q 1@74-2 E+ 080-.W+2 68 >78V48>5678 ,65@ 75@+= Q87,8 E4168+11 =61Q1N =05@+= 5@08 V415 5@+ +>787?6> =61Q =+-05+2 57 5@+ 8+, <=724>5 -68+C '8 02265678N 5@+ 042657= 1@74-2 080-.W+ 5@+ =61Q 7; ?05+=60- ?611505+?+85 05 G0=6741 -+G+-1 7; 5@+ 04265 J6C+C ;6808>60- 1505+?+85 082 =+-+G085 011+=5678 -+G+-M =05@+= 5@08 V415 ;7= 5@+ 0;;+>5+2 >-011+1 7; 5=0810>56781C P@+ =+-+G085 011+=5678 -+G+- 68>-42+1 >-011+1 7; 5=0810>56781N 0>>7485 E0-08>+1N 082 261>-714=+1C (@76>+ H>I 61 68>7==+>5C Z080:+?+85N 875 5@+ 042657=N 61 =+1<7816E-+ ;7= 5@+ ;6808>60- 1505+?+851 082 2+5+=?6868: ,@+5@+= 5@+ ;6808>60- 1505+?+85 261>-714=+1 1@74-2 68>-42+ 5@+ 8+,-. 62+856;6+2 =61QC
(null)
5/28/16, 6:03 PM
)0:+ $# 7; "#
Page 21 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$!@ ()&ABCUT
'; 685+=6? 14E150856G+ <=7>+24=+1 ;7= 08 0>>7485 62+856;6+2 &" +R>+<56781N ,@6>@ 7; 5@+ ;7--7,68: ,74-2 5@+ 042657= &"( <+=;7=? 78 5@05 0>>7485 05 .+0=Y+82T 0C
P+151 7; 2+506-1 ;7= 5@+ +856=+ .+0= 482+= 04265C
EC
P+151 7; 2+506-1 7; 0>56G65. 24=68: 5@+ <+=672 168>+ 5@+ 685+=6? 5+1568: 205+C
>C
/+>78>6-605678 7; .+0=Y+82 E0-08>+1 57 685+=6? E0-08>+1C
2C
L4E150856G+ 080-.56>0- <=7>+24=+1 7; 5@+ <+=672 168>+ 5@+ 685+=6? 5+1568: 205+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L B )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C '; 685+=6? 14E150856G+ <=7>+24=+1 ;7= 08 0>>7485 62+856;6+2 87 +R>+<56781N 5@+8 5@+ 042657= 27+1 875 8++2 57 5+15 2+506-1 ;7= 5@+ $&(-%$ .+0= 482+= 04265 05 .+0=Y+82C (@76>+ HEI 61 68>7==+>5C '; 14E150856G+ <=7>+24=+1 0=+ <+=;7=?+2 05 08 685+=6? 205+N 5@+ 042657= ,74-2 0<<-. 14E150856G+ <=7>+24=+1N 14>@ 01 5+1568: 5@+ 2+506-1N 57 5@+ <+=672 168>+ 5@+ 685+=6? 5+1568: 205+C *75+B L4E150856G+ <=7>+24=+1 68>-42+ 5+151 7; 2+506-1 082 14E150856G+ 080-.56>0- <=7>+24=+1C (@76>+ H>I 61 68>7==+>5C &8 042657= 1@74-2 =+>78>6-+ .+0=Y+82 E0-08>+1 57 685+=6? 205+1C P@61 <=7>+24=+ 61 <+=;7=?+2 01 <0=5 7; 5@+ =7--Y;7=,0=2 <=7>+24=+1C X7= +R0?<-+N 5@+ >-6+85 ?0. @0G+ 0 =+G+84+ 0?7485 05 685+=6? J"#["#a"b[c"M 7; d#""N"""N 082 5@+8 05 .+0=Y+82 J5@+ <+=672 7; "#["#a#![c#M 5@+ =+G+84+ 0?7485 61 d#$"N"""C P@+ 042657= ,74-2 G+=6;. 5@05 5@+ 0?7485 =+-05+2 57 "#["#a"b[c" 61 156-- d#""N"""N 082 5@+8 ,74-2 0<<-. 14E150856G+ <=7>+24=+1 57 5@+ =+?0682+=N d$"N"""N ,@6>@ 7>>4==+2 ;=7? #"["#a#![c#C (@76>+ H2I 61 68>7==+>5C '; 14E150856G+ <=7>+24=+1 0=+ <+=;7=?+2 05 08 685+=6? 205+N 5@+ 042657= ,74-2 0<<-. 14E150856G+ <=7>+24=+1N 14>@ 01 <+=;7=?68: 14E150856G+ 080-.56>0- <=7>+24=+1N 24=68: 5@+ <+=672 168>+ 5@+ 685+=6? 5+1568: 205+C *75+B L4E150856G+ <=7>+24=+1 68>-42+ 5+151 7; 2+506-1 082 14E150856G+ 080-.56>0- <=7>+24=+1C
(null)
5/28/16, 6:03 PM
)0:+ $! 7; "#
Page 22 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$$@ ()&ABCUP
'8 >7??486>0568: ,65@ 5@71+ >@0=:+2 ,65@ :7G+=808>+N 5@+ 042657= ?415 2+>62+ ,@+5@+= 57 >7??486>05+ ,65@ 5@+ 04265 >7??655++ 7= 5@+ >-6+85F1 +856=+ E70=2 7; 26=+>57=1C S@6>@ 7; 5@+ ;7--7,68: >78162+=056781 ,6-E+ 8$01( =+-+G085 57 5@61 2+>61678T 0C
S@+5@+= 5@+ 04265 >7??655++ ,6-- E+ 0E-+ 57 <=7G62+ ;4=5@+= 68;7=?05678 082 +R<-08056781 5@05 5@+ 042657= ?0. =+A46=+ ,@6-+ <+=;7=?68: 5@+ 04265C
EC
P@+ 8054=+ 7; 5@+ ?055+=1 57 E+ >7??486>05+2C
>C
Z080:+?+85F1 <=+;+=+8>+C
2C
/+:4-057=. =+A46=+?+851 =+-05+2 57 04265 >7??486>056781 ,65@ 5@71+ >@0=:+2 ,65@ :7G+=808>+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ 042657=N 875 ?080:+?+85N 61 =+1<7816E-+ ;7= 2+5+=?6868: ,@6>@ ?055+=1 8++2 57 E+ >7??486>05+2 57 5@+ 04265 >7??655++ 7= 5@+ >-6+85F1 +856=+ E70=2 7; 26=+>57=1C (@76>+ H0I 61 68>7==+>5C P@+ 042657= ?715 -6Q+-. ,74-2 >78162+= ,@+5@+= 5@+ 04265 >7??655++ ,6-- E+ 0E-+ 57 <=7G62+ ;4=5@+= 68;7=?05678 082 +R<-08056781 5@05 5@+ 042657= ?0. =+A46=+ ,@6-+ <+=;7=?68: 5@+ 04265 ,@+8 2+5+=?6868: ,@+5@+= ?055+=1 8++2 57 E+ >7??486>05+2 57 5@+ 04265 >7??655++ 7= 5@+ >-6+85F1 +856=+ E70=2 7; 26=+>57=1C (@76>+ HEI 61 68>7==+>5C P@+ 042657= ?715 -6Q+-. ,74-2 >78162+= 5@+ 8054=+ 7; 5@+ ?055+=1 57 E+ >7??486>05+2 ,@+8 2+5+=?6868: ,@+5@+= ?055+=1 8++2 57 E+ >7??486>05+2 57 5@+ 04265 >7??655++ 7= 5@+ >-6+85F1 +856=+ E70=2 7; 26=+>57=1C (@76>+ H2I 61 68>7==+>5C P@+ 042657= ?715 -6Q+-. ,74-2 >78162+= 5@+ =+:4-057=. =+A46=+?+851 =+-05+2 57 04265 >7??486>056781 ,65@ 5@71+ >@0=:+2 ,65@ :7G+=808>+ ,@+8 2+5+=?6868: ,@+5@+= ?055+=1 8++2 57 E+ >7??486>05+2 57 5@+ 04265 >7??655++ 7= 5@+ >-6+85F1 +856=+ E70=2 7; 26=+>57=1C
(null)
5/28/16, 6:03 PM
)0:+ $$ 7; "#
Page 23 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$T@ ()&ABCU"
&>>7=268: 57 5@+ L0=E08+1Y^R-+. &>5 7; !""!N 5@+ )(&^_ @01 5@+ -+:0- 045@7=65. 57 <+=;7=? +0>@ 7; 5@+ ;7--7,68:N $93$2( B 0C
)=71+>45+ 141<+>5+2 >=6?680- G67-056781 E. =+:615+=+2 <4E-6> 0>>748568: ;6=?1C
EC
)=7>+11N =+G6+,N 082 0<<=7G+ 5@+ =+:615=05678 7; <4E-6> 0>>748568: ;6=?1 5@05 04265 6114+=1C
>C
'81<+>5 082 =+G6+, 1+-+>5+2 04265 +8:0:+?+851 7; =+:615+=+2 <4E-6> 0>>748568: ;6=?1C
2C
U150E-61@ 0426568:N A40-65. >785=7-N 082 682+<+82+8>+ 150820=21 ;7= 042651 7; 6114+=1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ ]CLC D+<0=5?+85 7; e4156>+N 875 5@+ )(&^_N @01 5@+ -+:0- 045@7=65. 57 <=71+>45+ 141<+>5+2 3%-'-&08 G67-056781 E. =+:615+=+2 <4E-6> 0>>748568: ;6=?1C JO7,+G+=N 5@+ )(&^_ @01 5@+ =6:@5 57 6?<71+ 3-#-8 ?78+50=. <+80-56+1CM (@76>+ HEI 61 68>7==+>5C P@+ )(&^_ @01 5@+ -+:0- 045@7=65. 57 <=7>+11N =+G6+,N 082 0<<=7G+ 5@+ =+:615=05678 7; <4E-6> 0>>748568: ;6=?1 5@05 04265 6114+=1C (@76>+ H>I 61 68>7==+>5C P@+ )(&^_ @01 5@+ -+:0- 045@7=65. 57 681<+>5 082 =+G6+, 1+-+>5+2 04265 +8:0:+?+851 7; =+:615+=+2 <4E-6> 0>>748568: ;6=?1C (@76>+ H2I 61 68>7==+>5C P@+ )(&^_ @01 5@+ -+:0- 045@7=65. 57 +150E-61@ 0426568:N A40-65. >785=7-N 082 682+<+82+8>+ 150820=21 ;7= 042651 7; 6114+=1C
(null)
5/28/16, 6:03 PM
)0:+ $T 7; "#
Page 24 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$P@ ()&ABCUC
S@6>@ 7; 5@+ ;7--7,68: E+15 2+1>=6E+1 5@+ +;;+>5 7; 0 >78568:+85 ;++ 0==08:+?+85 78 5@+ 042657=F1 682+<+82+8>+T 0C
P@+ >78568:+85 ;++ 0==08:+?+85 27+1 &"( 6?<06= 682+<+82+8>+ 6; 65 61 >781615+85 ,65@ 5@+ =+:615+=+2 <4E-6> 0>>748568: ;6=?F1 A40-65. >785=7- <7-6>6+1C
EC
P@+ >78568:+85 ;++ 0==08:+?+85 6?<06=1 682+<+82+8>+C
>C
P@+ >78568:+85 ;++ 0==08:+?+85 27+1 &"( 6?<06= 682+<+82+8>+ +&8$11 ?7=+ 5@08 @0-; 7; 5@+ ;++ 61 14EV+>5 57 >78568:+8>6+1C
2C
P@+ >78568:+85 ;++ 0==08:+?+85 6?<06=1 682+<+82+8>+ +&8$11 0<<=7G+2 E. 5@+ >-6+85F1 04265 >7??655++C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C (78568:+85 ;++ 0==08:+?+851 6?<06= 5@+ 042657=F1 682+<+82+8>+C (@76>+ H0I 61 68>7==+>5C (78568:+85 ;++ 0==08:+?+851 6?<06= 5@+ 042657=F1 682+<+82+8>+C '8 02265678N 0 >78568:+85 ;++ 0==08:+?+85 =+-05+2 57 04265 ;++1 ?715 -6Q+-. ,74-2 E+ <=7@6E65+2 68 5@+ =+:615+=+2 <4E-6> 0>>748568: ;6=?F1 A40-65. >785=7- <7-6>6+1C (@76>+ H>I 61 68>7==+>5C (78568:+85 ;++ 0==08:+?+851 6?<06= 5@+ 042657=F1 682+<+82+8>+ +G+8 6; 5@+ 0?7485 61 6??05+=60-C & >78568:+85 ;++ 61 G6+,+2 01 0 26=+>5 ;6808>60- 685+=+15C (@76>+ H2I 61 68>7==+>5C (78568:+85 ;++ 0==08:+?+851 0=+ 1<+>6;6>0--. <=7@6E65+2 ;7= 042651N =+:0=2-+11 7; ,@+5@+= 7= 875 5@+ >78568:+85 ;++1 0=+ 0<<=7G+2 E. 5@+ >-6+85F1 04265 >7??655++C
(null)
5/28/16, 6:03 PM
)0:+ $P 7; "#
Page 25 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$"@ ()&ABCUU
&8 0>>7485085 61 +8:0:+2 57 <+=;7=? >7?<6-05678 1+=G6>+1 ;7= 0 8+, >-6+85 68 08 682415=. ,65@ ,@6>@ 5@+ 0>>7485085 @01 87 <=+G6741 +R<+=6+8>+C O7, 1@74-2 5@+ 0>>7485085 7E5068 14;;6>6+85 Q87,-+2:+ 7; 5@+ 682415=. 57 <+=;7=? 5@+ >7?<6-05678 1+=G6>+T 0C
_. 7E506868: 5@+ ?715 =+>+85 -+55+= 7; >=+265 ;=7? 5@+ +8565.F1 <=6?0=. ;6808>60- 68156545678C
EC
_. >7814-568: &'()& :462+1N 682415=. <4E-6>056781N 7= 6826G6240-1 Q87,-+2:+0E-+ 0E745 5@+ 682415=.C
>C
_. =+1+0=>@68: 5@+ +8565.F1 '85+=8+5 165+ 082 1+0=>@68: ;7= >4==+85 <=+11 =+-+01+1C
2C
_. =+G6+,68: 5@+ <=+2+>+117= 0>>7485085F1 ,7=Q<0<+=1 ,65@745 5@+ Q87,-+2:+ 7; 5@+ +8565.C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C &8 0>>7485085 ?0. 7E5068 14;;6>6+85 Q87,-+2:+ 7; 5@+ 682415=. 57 <+=;7=? 5@+ >7?<6-05678 1+=G6>+ E. >7814-568: &'()& :462+1N 682415=. <4E-6>056781N 7= 6826G6240-1 Q87,-+2:+0E-+ 0E745 5@+ 682415=.C (@76>+ H0I 61 68>7==+>5C & -+55+= 7; >=+265 ;=7? 5@+ +8565.F1 <=6?0=. ;6808>60- 68156545678 <=7G62+1 0 :40=085++ ;=7? 5@+ E08Q 5@05 5@+ >-6+85F1 <0.?+85 ,6-- E+ =+>+6G+2 78 56?+ 082 ;7= 5@+ >7==+>5 0?7485C P@61 27>4?+85 61 48-6Q+-. 57 <=7G62+ 5@+ 0>>7485085 ,65@ 68;7=?05678 0E745 5@+ >-6+85F1 682415=.C (@76>+ H>I 61 68>7==+>5C &8 0>>7485085 ?0. 7E5068 Q87,-+2:+ 0E745 5@+ >-6+85F1 E4168+11 E. =+1+0=>@68: 5@+ +8565.F1 '85+=8+5 165+ 082 1+0=>@68: ;7= >4==+85 <=+11 =+-+01+1C O7,+G+=N 5@61 ?715 -6Q+-. ,74-2 875 <=7G62+ >7?<=+@+816G+ 68;7=?05678 7; 5@+ 682415=. J+C:CN 0>>748568: =4-+1 1<+>6;6> 57 5@05 682415=.N +>787?6> 5=+821 68 5@+ 682415=.MC (@76>+ H2I 61 68>7==+>5C &8 0>>7485085F1 =+G6+, 7; 5@+ <=+2+>+117= 0>>7485085F1 ,7=Q<0<+=1 ?715 -6Q+-. ,74-2 875 <=7G62+ >7?<=+@+816G+ 68;7=?05678 0E745 5@+ 682415=. J+C:CN 0>>748568: =4-+1 1<+>6;6> 57 5@05 682415=.N +>787?6> 5=+821 68 5@+ 682415=.MC '8 02265678N 08 0>>7485085 61 48-6Q+-. 57 =+G6+, 5@+ <=+2+>+117= 0>>7485085F1 ,7=Q<0<+=1 68 0 >7?<6-05678 +8:0:+?+85C
(null)
5/28/16, 6:03 PM
)0:+ $" 7; "#
Page 26 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$#!" &'()& &*+,-,./ 01234 5131671+ 8(97:E,QQ,O*3- +? 56-,./ $C@ ()&ABCUB
S@6>@ 7; 5@+ ;7--7,68: 1505+?+851 >7==+>5-. 2+;68+1 5@+ 5+=? %$01"&0:8$ 011+%0&3$ T 0C
& 14E1508560- -+G+- 7; 0114=08>+ 57 0--7, 08 042657= 57 2+5+>5 0 ?05+=60- ?611505+?+85C
EC
& 16:86;6>085 -+G+- 7; 0114=08>+ 57 0--7, 08 042657= 57 2+5+>5 0 ?05+=60- ?611505+?+85C
>C
&8 0E17-45+ -+G+- 7; 0114=08>+ 57 0--7, 08 042657= 57 2+5+>5 0 ?05+=60- ?611505+?+85C
2C
& @6:@N E45 &"( 0E17-45+N -+G+- 7; 0114=08>+ 57 0--7, 08 042657= 57 2+5+>5 0 ?05+=60- ?611505+?+85C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &! F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C /+01780E-+ 0114=08>+ 61 0 @6:@N E45 875 0E17-45+N -+G+- 7; 0114=08>+ 57 0--7, 08 042657= 57 2+5+>5 0 ?05+=60- ?611505+?+85C (@76>+ H0IN HEIN 082 H>I 0=+ 68>7==+>5N <+= 5@+ +R<-0805678 0E7G+C
(null)
5/28/16, 6:03 PM
)0:+ $C 7; "#
Page 27 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$U@ ()&ABCUV
& <=0>565678+= ?0. <+=;7=? 08 0:=++2Y4<78 <=7>+24=+1 +8:0:+?+85 78 <=71<+>56G+ ;6808>60- 1505+?+851 <=7G62+2 5@05 ,@6>@ 7; 5@+ ;7--7,68: 61 ?+5T 0C
]1+ 7; 5@+ 0:=++2Y4<78 <=7>+24=+1 =+<7=5 61 &"( =+15=6>5+2C
EC
P@+ <=0>565678+= 1+51 5@+ >=65+=60 57 E+ 41+2 68 5@+ 2+5+=?6805678 7; ;68268:1C
>C
P@+ >-6+85 0:=++1 5@05 5@+ <=0>565678+= ,6-- 2+>62+ 0<<=7<=605+ <=7>+24=+1 57 E+ <+=;7=?+2C
2C
P@+ <=71<+>56G+ ;6808>60- 1505+?+851 68>-42+ 0 14??0=. 7; 16:86;6>085 0114?<56781C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L C )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C & <=0>565678+= ?0. <+=;7=? 08 0:=++2Y4<78 <=7>+24=+1 +8:0:+?+85 78 <=71<+>56G+ ;6808>60- 1505+?+851 <=7G62+2 5@05 5@+ <=71<+>56G+ ;6808>60- 1505+?+851 68>-42+ 0 14??0=. 7; 16:86;6>085 0114?<56781C (@76>+ H0I 61 68>7==+>5C &:=++2Y4<78 <=7>+24=+ =+<7=51 ?415 E+ =+15=6>5+2C (@76>+ HEI 61 68>7==+>5C P@+ 1<+>6;6+2 <0=56+1 1@74-2 >=+05+ 5@+ >=65+=60 57 E+ 41+2 68 5@+ 2+5+=?6805678 7; ;68268:1C P@+ 1<+>6;6+2 <0=56+1 082 5@+ <=0>565678+= ,6-- 5@+8 0:=++ 78 5@+ >=65+=60C (@76>+ H>I 61 68>7==+>5C P@+ 1<+>6;6+2 <0=56+1 1@74-2 2+>62+ 5@+ 0<<=7<=605+ <=7>+24=+1 57 E+ <+=;7=?+2C P@+ 1<+>6;6+2 <0=56+1 082 5@+ <=0>565678+= ,6-- 5@+8 0:=++ 78 5@+ <=7>+24=+1 57 E+ <+=;7=?+2 E. 5@+ <=0>565678+=C
(null)
5/28/16, 6:03 PM
)0:+ $U 7; "#
Page 28 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$B@ ()&ABCB#
'; 5@+ <=+2+>+117= 042657= =+;41+1 57 :6G+ 5@+ >4==+85 042657= 7; 0 8786114+= 0>>+11 57 5@+ 27>4?+8505678N ,@05 1@74-2 5@+ >4==+85 042657= 27T 0C
/+G6+, 5@+ =61Q 011+11?+85 7; 5@+ 7<+868: E0-08>+1 7; 5@+ ;6808>60- 1505+?+851C
EC
S65@2=0, ;=7? 5@+ +8:0:+?+85C
>C
D61>-06? 08 7<68678 24+ 57 0 1>7<+ -6?6505678C
2C
D61>411 5@+ ?055+= ,65@ 5@+ >-6+85F1 -+:0- >7481+-C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C '; 5@+ <=+2+>+117= 042657= =+;41+1 57 :6G+ 5@+ >4==+85 042657= 7; 0 8786114+= 0>>+11 57 5@+ 27>4?+8505678N 5@+ >4==+85 042657= 1@74-2 =+G6+, 5@+ =61Q 011+11?+85 7; 5@+ 7<+868: E0-08>+1 7; 5@+ ;6808>60- 1505+?+851C (@76>+ HEI 61 68>7==+>5C P@+ >4==+85 042657= ?0. 156-- <+=;7=? 5@+ +8:0:+?+85N +G+8 6; 5@+ <=+2+>+117= 042657= =+;41+1 57 :6G+ 5@+ >4==+85 042657= 0>>+11 57 5@+ <=67=Y.+0= 27>4?+8505678C O7,+G+=N 6; '0&0.$'$&( =+;41+1 57 <+=?65 5@+ >4==+85 042657= 57 261>411 5@+ <=67=Y.+0= +8:0:+?+85 ,65@ 5@+ <=+2+>+117= 042657=N 5@+8 5@+ 042657= 1@74-2 875 0>>+<5 5@+ +8:0:+?+85C (@76>+ H>I 61 68>7==+>5C X06-4=+ 57 =+G6+, 5@+ <=+2+>+117=F1 04265 27>4?+8505678 27+1 875 8+>+110=6-. =+14-5 68 0 261>-06?+= 7; 7<68678C P@+ 042657= ?0. E+ 0E-+ 57 <+=;7=? 0-5+=8056G+ <=7>+24=+1 57 7E5068 =+01780E-+ 0114=08>+ 0E745 5@+ ;6808>60- 1505+?+851 5@05 ?0. =+14-5 68 08 7<68678 75@+= 5@08 261>-06?+= 78 5@+ ;6808>60- 1505+?+851C (@76>+ H2I 61 68>7==+>5C P@+ <=+2+>+117= 042657= 61 875 =+A46=+2 E. -0, 57 <=7G62+ 5@+ >4==+85 042657= ,65@ 0>>+11 57 5@+ <=+2+>+117=F1 27>4?+8505678N 082 5@+=+;7=+N 261>411678 ,65@ 5@+ >-6+85F1 -+:0- >7481+- 61 875 =+A46=+2C
(null)
5/28/16, 6:03 PM
)0:+ $B 7; "#
Page 29 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
$V@ ()&ABCB!
&80-.56>0- <=7>+24=+1 41+2 68 <-08868: 08 04265 1@74-2 ;7>41 78B 0C
'2+856;.68: ?05+=60- ,+0Q8+11+1 68 685+=80- >785=7-C
EC
U8@08>68: 5@+ 042657=F1 482+=1508268: 7; 5@+ >-6+85F1 E4168+11C
>C
P+1568: 6826G6240- 0>>7485 E0-08>+1 5@05 2+<+82 78 0>>748568: +156?05+1C
2C
UG0-40568: 5@+ 02+A40>. 7; 5@+ +G62+8>+ :05@+=+2 >78>+=868: 484140- E0-08>+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C &80-.56>0- <=7>+24=+1 41+2 68 <-08868: 08 04265 1@74-2 ;7>41 78 +8@08>68: 5@+ 042657=F1 482+=1508268: 7; 5@+ >-6+85F1 E4168+11C (@76>+ H0I 61 68>7==+>5C P@+ ;7>41 7; 080-.56>0- <=7>+24=+1 61 =0=+-. 57 62+856;. ?05+=60- ,+0Q8+11+1 68 685+=80- >785=7-C P+151 7; 7<+=0568: +;;+>56G+8+11 7; 685+=80- >785=7- 68>-42+ 68A46=6+1N 7E1+=G05678N 681<+>5678N 082 =+<+=;7=?08>+C (@76>+ H>I 61 68>7==+>5C &8 042657= ?0. 41+ 080-.56>0- <=7>+24=+1 01 0 14E150856G+ <=7>+24=+ ,@+8 5+1568: 6826G6240- 0>>7485 E0-08>+1 5@05 2+<+82 78 0>>748568: +156?05+1C L4E150856G+ 080-.56>0- <=7>+24=+1 0=+ <+=;7=?+2 0;5+= 5@+ <-08868: <@01+C (@76>+ H2I 61 68>7==+>5C &80-.56>0- <=7>+24=+1 <+=;7=?+2 24=68: 5@+ 7G+=0-- =+G6+, 150:+ 7; 5@+ 04265 @+-< 062 5@+ 042657= 68 +G0-40568: 5@+ 02+A40>. 7; 5@+ +G62+8>+ :05@+=+2 >78>+=868: 484140- E0-08>+1C P@+ 7G+=0-- =+G6+, <@01+ 7>>4=1 0;5+= 5@+ <-08868: <@01+C
(null)
5/28/16, 6:03 PM
)0:+ $V 7; "#
Page 30 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
T#@ ()&ABCB$
'; 08 042657= 61 7E506868: 08 482+=1508268: 7; 08 6114+=F1 68;7=?05678 082 >7??486>05678 >7?<78+85 7; 685+=80- >785=7-N ,@6>@ 7; 5@+ ;7--7,68: ;0>57=1 1@74-2 5@+ 042657= 011+11T 0C
P@+ 685+:=65. 082 +5@6>0- G0-4+1 7; 57< ?080:+?+85C
EC
P@+ <@6-717<@. 082 7<+=0568: 15.-+ 7; ?080:+?+85 57 <=7?75+ +;;+>56G+ 685+=80- >785=7- 7G+= ;6808>60- =+<7=568:C
>C
P@+ >-011+1 7; 5=0810>56781 68 5@+ 6114+=F1 7<+=056781 5@05 0=+ 16:86;6>085 57 5@+ 6114+=F1 ;6808>601505+?+851C
2C
P@+ 7G+=16:@5 =+1<7816E6-65. 7G+= ;6808>60- =+<7=568: 082 685+=80- >785=7- E. 5@+ E70=2 7= 04265 >7??655++C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L U )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ >-011+1 7; 5=0810>56781 68 5@+ 6114+=F1 7<+=056781 5@05 0=+ 16:86;6>085 57 5@+ 6114+=F1 ;6808>60- 1505+?+851 0=+ 5.<6>0--. 011+11+2 ,@+8 5@+ 042657= 61 7E506868: 08 482+=1508268: 7; 5@+ 68;7=?05678 082 >7??486>05678 >7?<78+85 7; 685+=80- >785=7-C (@76>+ H0I 61 68>7==+>5C P@+ 685+:=65. 082 +5@6>0- G0-4+1 7; 57< ?080:+?+85 0=+ 5.<6>0--. 011+11+2 ,@+8 5@+ 042657= 61 7E506868: 08 482+=1508268: 7; 5@+ >785=7- +8G6=78?+85 >7?<78+85 7; 685+=80- >785=7-C (@76>+ HEI 61 68>7==+>5C P@+ <@6-717<@. 082 7<+=0568: 15.-+ 7; ?080:+?+85 57 <=7?75+ +;;+>56G+ 685+=80>785=7- 7G+= ;6808>60- =+<7=568: 0=+ 5.<6>0--. 011+11+2 ,@+8 5@+ 042657= 61 7E506868: 08 482+=1508268: 7; 5@+ >785=7- +8G6=78?+85 >7?<78+85 7; 685+=80- >785=7-C (@76>+ H2I 61 68>7==+>5C P@+ 7G+=16:@5 =+1<7816E6-65. 7G+= ;6808>60- =+<7=568: 082 685+=80- >785=7- E. 5@+ E70=2 7= 04265 >7??655++ 61 5.<6>0--. 011+11+2 ,@+8 5@+ 042657= 61 7E506868: 08 482+=1508268: 7; 5@+ >785=7- +8G6=78?+85 >7?<78+85 7; 685+=80- >785=7-C
(null)
5/28/16, 6:03 PM
)0:+ T# 7; "#
Page 31 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
T!@ ()&ABCBT
S@6>@ 7; 5@+ ;7--7,68: 61 &"( 0 =7-+ 7; 5@+ =61Q 011+11?+85 68 08 685+:=05+2 04265 7; 0 8786114+=T 0C
(78>-4268: 78 5@+ +;;+>56G+8+11 7; 0 :6G+8 >785=7-C
EC
L+-+>568: >785=7-1 57 5+15C
>C
D+5+=?6868: 16:86;6>085 0>>74851 082 =+-+G085 011+=56781C
2C
D+5+=?6868: +G62+8>+ 8+>+110=. 57 >78>-42+ 78 5@+ +;;+>56G+8+11 7; 0 :6G+8 >785=7-C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ 042657=F1 >78>-41678 78 5@+ 7<+=0568: +;;+>56G+8+11 7; 0 :6G+8 >785=7- 61 875 0 =7-+ 7; 5@+ =61Q 011+11?+85 <=7>+11C P@+ 042657=F1 >78>-41678 78 5@+ 7<+=0568: +;;+>56G+8+11 7; 685+=80>785=7- 7>>4=1 0;5+= 5@+ =61Q 011+11?+85 <=7>+11C (@76>+ HEI 61 68>7==+>5C L+-+>568: >785=7-1 57 5+15 61 <0=5 7; 5@+ =61Q 011+11?+85 <=7>+11 68 08 685+:=05+2 04265 7; 0 8786114+=C (@76>+ H>I 61 68>7==+>5C D+5+=?6868: 16:86;6>085 0>>74851 082 =+-+G085 011+=56781 61 <0=5 7; 5@+ =61Q 011+11?+85 <=7>+11 68 08 685+:=05+2 04265 7; 0 8786114+=C (@76>+ H2I 61 68>7==+>5C D+5+=?6868: +G62+8>+ 8+>+110=. 57 >78>-42+ 78 5@+ +;;+>56G+8+11 7; 0 :6G+8 >785=7- 61 <0=5 7; 5@+ =61Q 011+11?+85 <=7>+11 68 08 685+:=05+2 04265 7; 0 8786114+=C
(null)
5/28/16, 6:03 PM
)0:+ T! 7; "#
Page 32 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
T$@ ()&ABCBP
S@6>@ 7; 5@+ ;7--7,68: 1654056781 =+<=+1+851 0 -6?6505678N =05@+= 5@08 0 ;06-4=+N 7; 685+=80- >785=7-T 0C
& V+,+-=. 157=+ +?<-7.++ 15+0-1 0 1?0-- 8+>Q-0>+ ;=7? 0 261<-0. >0E68+5C
EC
& E08Q 5+--+= +?E+WW-+1 1+G+=0- @482=+2 27--0=1 ;=7? 5@+ >01@ 2=0,+=C
>C
& <4=>@0168: +?<-7.++ 082 08 745162+ G+827= <0=56>6<05+ 68 0 Q6>QE0>Q 1>@+?+C
2C
& ?7G6+ 5@+05+= >01@6+= 1+--1 =+24>+2Y<=6>+ 56>Q+51 57 ;4--Y<0.68: >4157?+=1 082 <7>Q+51 5@+ 26;;+=+8>+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L U )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C UG+8 0 ,+--Y2+16:8+2 685+=80- >785=7- 1.15+? @01 651 -6?65056781C ^8+ +R0?<-+ 7; 0 -6?6505678 7; 685+=80- >785=7- 68>-42+1 2+-6E+=05+ >6=>4?G+85678 7; >785=7-1 E. >7--41678 7; 5,7 7= ?7=+ <+7<-+N 14>@ 01 ,@+8 0 <4=>@0168: +?<-7.++ 082 08 745162+ G+827= <0=56>6<05+ 68 0 Q6>QE0>Q 1>@+?+C ^5@+= -6?65056781 7; 685+=80- >785=7-1 68>-42+ @4?08 +==7= 082 ?080:+?+85 7G+==62+ 7; >785=7-C (@76>+ H0I 61 68>7==+>5C & ;06-4=+ 68 685+=80- >785=7- 7>>4=1 ,@+8 0 >785=7- 27+1 875 +R615N 61 875 2+16:8+2 0<<=7<=605+-.N 7= 61 875 7<+=0568: +;;+>56G+-.C &8 +R0?<-+ 7; 0 ;06-4=+ 7; 685+=80- >785=7- ,74-2 E+ 0 V+,+-=. 157=+ +?<-7.++ 15+0-68: 0 1?0-- 8+>Q-0>+ ;=7? 0 261<-0. >0E68+5C & >785=7- >74-2 @0G+ <=+G+85+2 5@+ +?<-7.++ ;=7? 15+0-68: 5@+ 8+>Q-0>+ J+C:CNN =+A46=+ 5,7 +?<-7.++1 57 7<+8 0 261<-0. >0E68+5 E. @0G68: 26;;+=+85 Q+.1 0116:8+2 57 +0>@ +?<-7.++MC (@76>+ HEI 61 68>7==+>5C & ;06-4=+ 68 685+=80- >785=7- 7>>4=1 ,@+8 0 >785=7- 27+1 875 +R615N 61 875 2+16:8+2 0<<=7<=605+-.N 7= 61 875 7<+=0568: +;;+>56G+-.C &8 +R0?<-+ 7; 0 ;06-4=+ 7; 685+=80- >785=7- 61 0 E08Q 5+--+= +?E+WW-68: 1+G+=0- @482=+2 27--0=1 ;=7? 5@+ >01@ 2=0,+=C & >785=7- >74-2 @0G+ <=+G+85+2 5@+ E08Q 5+--+= ;=7? E+68: 0E-+ 57 +?E+WW-+ >01@ J+C:CNN =0827? >01@ >74851MC (@76>+ H2I 61 68>7==+>5C &8 +R0?<-+ 7; 0 ;06-4=+ 7; 685+=80- >785=7- 61 0 ?7G6+ 5@+05+= >01@6+= 1+--68: =+24>+2Y<=6>+ 56>Q+51 57 ;4--Y<0.68: >4157?+=1 082 <7>Q+568: 5@+ 26;;+=+8>+C & >785=7- >74-2 @0G+ <=+G+85+2 5@+ +?<-7.++ ;=7? <7>Q+568: 5@+ 26;;+=+8>+ J+C:CN =+>78>6-605678 E. 0875@+= +?<-7.++ 7; 10-+1 57 2+<71651MC
(null)
5/28/16, 6:03 PM
)0:+ T$ 7; "#
Page 33 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TT@ ()&ABCB"
&8 04265 >-6+85 @01 14E1508560- 011+51 @+-2 68 0 5=415 5@05 61 ? 080:+2 E. 5@+ 5=415 2+<0=5?+85 7; 0 E08QC S@6>@ 7; 5@+ ;7--7,68: 0>56781 E. 5@+ 042657= 61 5@+ ?715 +;;6>6+85 ,0. 57 7E5068 68;7=?05678 0E745 5@+ 5=415 2+<0=5?+85F1 685+=80- >785=7-1T 0C
)+=;7=? 0 =+G6+, 7= >7?<6-05678 7; 5@+ 5=415 2+<0=5?+85C
EC
)+=;7=? 5+151 7; >785=7-1 78 0 10?<-+ 7; 5@+ >-6+85F1 5=0810>56781 ,65@ 5@+ 5=415 2+<0=5?+85C
>C
/+-. 78 5@+ 5=415 2+<0=5?+85F1 04265 =+<7=5 78 685+=80- >785=7-1 <-0>+2 68 7<+=05678 082 5@+6= 7<+=0568: +;;+>56G+8+11C
2C
&1Q ?080:+?+85 7; 5@+ 5=415 2+<0=5?+85 57 >7?<-+5+ 0 A4+15678806=+ 0E745 685+=80- >785=7-1 082 <=7G62+ ;-7,>@0=51 ;7= =+-05+2 <=7>+11+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L U )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ ?715 +;;6>6+85 ,0. 57 7E5068 68;7=?05678 0E745 5@+ 5=415 2+<0=5?+85F1 685+=80>785=7-1 61 57 =+-. 78 5@+ 5=415 2+<0=5?+85F1 04265 =+<7=5 78 685+=80- >785=7-1 <-0>+2 68 7<+=05678 082 5@+6= 7<+=0568: +;;+>56G+8+11C (@76>+ H0I 61 68>7==+>5C & =+G6+, 7= >7?<6-05678 7; 5@+ 5=415 2+<0=5?+85 ,74-2 875 <=7G62+ 68;7=?05678 78 5@+ 5=415 2+<0=5?+85F1 685+=80- >785=7-1C '8 02265678N 055+1505678 150820=21 0--7, 78-. 08 +R0?6805678 7= 0:=++2Y4<78 <=7>+24=+1 57 E+ <+=;7=?+2 78 685+=80- >785=7-1C (@76>+ HEI 61 68>7==+>5C &8 042657= ?0. <+=;7=? 5+151 7; >785=7-1 78 0 10?<-+ 7; 5@+ >-6+85F1 5=0810>56781 ,65@ 5@+ 5=415 2+<0=5?+85N ,@6>@ ,74-2 <=7G62+ 68;7=?05678 0E745 5@+ 5=415 2+<0=5?+85F1 685+=80- >785=7-C O7,+G+=N 5@61 ,74-2 875 E+ 01 +;;6>6+85 01 =+-.68: 78 5@+ 5=415 2+<0=5?+85F1 04265 =+<7=5C (@76>+ H2I 61 68>7==+>5C &1Q68: ?080:+?+85 7; 5@+ 5=415 2+<0=5?+85 57 >7?<-+5+ 0 A4+15678806=+ 0E745 685+=80- >785=7-1 082 57 <=7G62+ ;-7,>@0=51 ;7= =+-05+2 <=7>+11+1 ,74-2 <=7G62+ 68;7=?05678 0E745 5@+ 5=415 2+<0=5?+85F1 685+=80- >785=7-C O7,+G+=N 5@61 ,74-2 875 E+ 01 +;;6>6+85 01 =+-.68: 78 5@+ 5=415 2+<0=5?+85F1 04265 =+<7=5C
(null)
5/28/16, 6:03 PM
)0:+ TT 7; "#
Page 34 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TP@ ()&ABCBC
S@6>@ 7; 5@+ ;7--7,68: -+G+-1 ,74-2 ?715 -6Q+-. 022=+11 5@+ =61Q 7; ?05+=60- ?611505+?+85 E. 5@+ 042657=F1 >78162+=05678 7; 08 +8565.F1 >785=7- +8G6=78?+85T 0C
X6808>60- 1505+?+851C
EC
D61>-714=+1C
>C
(-011+1 7; 5=0810>56781C
2C
L<+>6;6> 0>>7485 E0-08>+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L B )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ >785=7- +8G6=78?+85 61 <+=G016G+ 082 =+;-+>51 5@+ 7G+=0-- 578+ 7; 5@+ 7=:086W05678C P@+=+;7=+N 5@+ 042657= 61 ?715 -6Q+-. 57 ;7>41 78 5@+ @6:@+15 -+G+- 7; =61Q 7; ?05+=60?611505+?+85N ,@6>@ 61 =61Q 011+11+2 05 5@+ ;6808>60- 1505+?+85 -+G+-C (@76>+ HEIN H>IN 082 H2I 0=+ 68>7==+>5C L<+>6;6> 0>>7485 E0-08>+1N >-011+1 7; 5=0810>56781N 082 261>-714=+1 =+-05+ 57 =+1<78268: 57 =61Q1 05 5@+ =+-+G085 011+=5678 -+G+-N ,@6>@ 61 -7,+= 5@08 5@+ ;6808>60- 1505+?+85 -+G+-C
(null)
5/28/16, 6:03 PM
)0:+ TP 7; "#
Page 35 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
T"@ ()&ABCBU
'8 02265678 57 2+1>=6<56781 7; 5@+ 8054=+N 56?68:N 082 +R5+85 7; <-088+2 =61Q 011+11?+85 <=7>+24=+1 082 <-088+2 ;4=5@+= 04265 <=7>+24=+1N ,@6>@ 7; 5@+ ;7--7,68: 022656780- <6+>+1 7; 68;7=?05678 1@74-2 E+ 27>4?+85+2 68 5@+ 04265 <-08T 0C
)=7>+24=+1 <+=;7=?+2 57 011+11 682+<+82+8>+ 082 5@+ 0E6-65. 57 <+=;7=? 5@+ +8:0:+?+85C
EC
P@+ 482+=1508268: 7; 5@+ 5+=?1 7; 5@+ +8:0:+?+85N 68>-4268: 1>7<+N ;++1N 082 =+174=>+ 0--7>05678C
>C
^5@+= 04265 <=7>+24=+1 57 E+ <+=;7=?+2 57 >7?<-. ,65@ :+8+=0--. 0>>+<5+2 0426568: 150820=21C
2C
'114+1 ,65@ ?080:+?+85 685+:=65. 5@05 >74-2 0;;+>5 5@+ 2+>61678 57 >785684+ 5@+ 04265 +8:0:+?+85C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ 04265 <-08 1@74-2 68>-42+ 27>4?+8505678 7; 1<+>6;6> 04265 <=7>+24=+1 J68>-4268: 75@+= 04265 <=7>+24=+1M 57 E+ <+=;7=?+2 57 >7?<-. ,65@ :+8+=0--. 0>>+<5+2 0426568: 150820=21C (@76>+ H0I 61 68>7==+>5C P@+ 042657=F1 011+11?+85 7; 682+<+82+8>+ 61 =+A46=+2 57 E+ 27>4?+85+2N E45 61 875 =+A46=+2 57 E+ 27>4?+85+2 68 5@+ 04265 <-08C P@+ 04265 <-08 745-68+1 5@+ 8054=+N +R5+85N 082 56?68: 7; 5@+ <=7>+24=+1 57 E+ <+=;7=?+2 24=68: 5@+ 04265C (@76>+ HEI 61 68>7==+>5C P@+ 482+=1508268: 7; 5@+ 5+=?1 7; 5@+ +8:0:+?+85N 68>-4268: 1>7<+N ;++1N 082 =+174=>+ 0--7>05678N 1@74-2 E+ 27>4?+85+2 J5.<6>0--. 68 5@+ ;7=? 7; 08 +8:0:+?+85 -+55+=MN E45 61 875 =+A46=+2 57 E+ 27>4?+85+2 68 5@+ 04265 <-08C P@+ 04265 <-08 745-68+1 5@+ 8054=+N +R5+85N 082 56?68: 7; 5@+ <=7>+24=+1 57 E+ <+=;7=?+2 24=68: 5@+ 04265C (@76>+ H2I 61 68>7==+>5C '114+1 ,65@ ?080:+?+85 685+:=65. 5@05 >74-2 0;;+>5 5@+ 2+>61678 57 >785684+ 5@+ 04265 +8:0:+?+85 1@74-2 E+ 27>4?+85+2C O7,+G+=N 5@+ 1<+>6;6> 6114+1 ,65@ ?080:+?+85 685+:=65. :+8+=0--. 0=+ 875 27>4?+85+2 68 5@+ 04265 <-08C
(null)
5/28/16, 6:03 PM
)0:+ T" 7; "#
Page 36 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TC@ ()&ABCBB
&8 04265 5+0? @01 >78>-42+2 5@05 68G+857=. 61 @6:@-. 141>+<56E-+ 57 ?610<<=7<=605678 082 5@05 0 <75+8560?611505+?+85 ,74-2 E+ ?05+=60- 57 5@+ ;6808>60- 1505+?+851C O7, 1@74-2 5@+ 04265 5+0? 022=+11 5@+ 04265 <=7>+24=+1 57 5@+ 68>=+01+2 =61QT 0C
/+G6+, 5@+ >-6+85F1 >785=7- <=7>+24=+1 7G+= 5@+ 10;+:40=268: 7; 68G+857=.N 082 <+=;7=? 0 <@.16>068G+857=. >7485 78 5@+ -015 20. 7; 5@+ >4==+85 .+0=C
EC
/+G6+, 5@+ >-6+85F1 >785=7- <=7>+24=+1 7G+= 5@+ 10;+:40=268: 7; 68G+857=.N 68>7=<7=05+ 5@+ 41+ 7; 14E150856G+ 080-.56>0- <=7>+24=+1N 082 2+G+-7< 08 +R<+>505678C
>C
/+G6+, 5@+ >-6+85F1 >785=7- <=7>+24=+1 7G+= 5@+ 10;+:40=268: 7; 68G+857=.N E45 27 &"( ?726;. 14E150856G+ <=7>+24=+1 7G+= 68G+857=.C
2C
/+G6+, 5@+ >-6+85F1 >785=7- <=7>+24=+1 7G+= 5@+ 10;+:40=268: 7; 68G+857=.N 082 <+=;7=? <@.16>068G+857=. >74851 5@=74:@745 5@+ >4==+85 .+0=C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &T F=N,O -= M1 677,/.1+ -=L T )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C &8 0<<=7<=605+ =+1<781+ 57 08 68>=+01+ 68 =61Q 7; ?05+=60- ?611505+?+85 61 57 <+=;7=? 5+1568: 05 .+0=Y+82C (@76>+ HEI 61 68>7==+>5C P+15 7; 2+506-1N 14>@ 01 7E1+=G05678 7; 68G+857=.N 61 :+8+=0--. ?7=+ <+=14016G+ 5@08 14E150856G+ 080-.56>0- <=7>+24=+1 ,@+8 7E506868: +G62+8>+ =+:0=268: +R615+8>+ 7; 5@+ 68G+857=.C (@76>+ H>I 61 68>7==+>5C &8 042657= 1@74-2 =+1<782 57 08 68>=+01+2 -+G+- 7; =61Q 7; ?05+=60- ?611505+?+85 E. ?726;.68: 14E150856G+ <=7>+24=+1N 14>@ 01 7E506868: ?7=+ <+=14016G+ +G62+8>+N 68>=+0168: 10?<-+ 16W+N 7= 1@6;568: 5+1568: ;=7? 685+=6? 57 .+0=Y+82C (@76>+ H2I 61 68>7==+>5C &8 0<<=7<=605+ =+1<781+ 57 08 68>=+01+ 68 -+G+- 7; =61Q 7; ?05+=60- ?611505+?+85 61 57 <+=;7=? 5@+ 5+1568: 05 .+0=Y+82 =05@+= 5@08 5@=74:@745 5@+ .+0=C
(null)
5/28/16, 6:03 PM
)0:+ TC 7; "#
Page 37 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TU@ ()&ABCBV
S@+8 <-08868: 08 +8:0:+?+85 57 +R0?68+ 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7- 68 08 685+:=05+2 04265 7; 0 8786114+=N 0 <=0>565678+= ,74-2 E+ 8$01( -6Q+-. 57 >78162+= ,@6>@ 7; 5@+ ;7--7,68: ;0>57=1T 0C
)=+-6?680=. V42:?+851 0E745 5@+ +;;+>56G+8+11 7; 685+=80- >785=7-C
EC
P@+ +R5+85 7; =+>+85 >@08:+1 68 5@+ +8565. 082 651 7<+=056781C
>C
P@+ 5.<+ 7; 0G06-0E-+ +G62+8560- ?055+= <+=506868: 57 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7-C
2C
P@+ +G0-405678 7; 5@+ 7<+=0568: +;;+>56G+8+11 7; 5@+ >785=7-1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C S@+8 280&&-&. 08 +8:0:+?+85 57 +R0?68+ 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80>785=7- 68 08 685+:=05+2 04265 7; 0 8786114+=N 0 <=0>565678+= ,74-2 E+ -+015 -6Q+-. 57 >78162+= 5@+ +G0-405678 7; 5@+ 7<+=0568: +;;+>56G+8+11 7; 5@+ >785=7-1C P@+ +G0-405678 7; 5@+ 7<+=0568: +;;+>56G+8+11 7; >785=7-1 7>>4=1 0;5+= 5@+ <-08868: 150:+C (@76>+ H0I 61 68>7==+>5C S@+8 <-08868: 08 +8:0:+?+85 57 +R0?68+ 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7- 68 08 685+:=05+2 04265 7; 0 8786114+=N 0 <=0>565678+= ,74-2 -6Q+-. >78162+= <=+-6?680=. V42:?+851 0E745 5@+ +;;+>56G+8+11 7; 685+=80- >785=7-C (@76>+ HEI 61 68>7==+>5C S@+8 <-08868: 08 +8:0:+?+85 57 +R0?68+ 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7- 68 08 685+:=05+2 04265 7; 0 8786114+=N 0 <=0>565678+= ,74-2 -6Q+-. >78162+= 5@+ +R5+85 7; =+>+85 >@08:+1 68 5@+ +8565. 082 651 7<+=056781C (@76>+ H>I 61 68>7==+>5C S@+8 <-08868: 08 +8:0:+?+85 57 +R0?68+ 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7- 68 08 685+:=05+2 04265 7; 0 8786114+=N 0 <=0>565678+= ,74-2 -6Q+-. >78162+= 5@+ 5.<+ 7; 0G06-0E-+ +G62+8560- ?055+= <+=506868: 57 5@+ +;;+>56G+8+11 7; 5@+ +8565.F1 685+=80- >785=7-C
(null)
5/28/16, 6:03 PM
)0:+ TU 7; "#
Page 38 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TB@ ()&ABCV#
'8 5@+ 04265 7; 0 8786114+=N ,@6>@ 7; 5@+ ;7--7,68: 1505+?+851 61 >7==+>5 =+:0=268: 5@+ 41+ 7; +R5+=80>78;6=?056781 57 7E5068 04265 +G62+8>+T
0C
Z080:+?+85F1 =+;410- 57 0--7, 08 042657= 57 <+=;7=? +R5+=80- >78;6=?05678 <=7>+24=+1 61 >78162+=+2 0 2+<0=54=+ ;=7? K&&) 14;;6>6+85 57 A40-6;. 5@+ 7<68678C
EC
*+:056G+ >78;6=?056781 <=7G62+ ?7=+ <+=14016G+ 04265 +G62+8>+ 5@08 <71656G+ >78;6=?056781C
>C
*+:056G+ >78;6=?056781 1@74-2 E+ 41+2 78-. 6; 0 G+=. @6:@ +R>+<5678 =05+ 61 +R<+>5+2C
2C
& ;0>57= ;7= 08 042657= 57 >78162+= ,@+8 2+16:868: >78;6=?05678 =+A4+151 61 5@+ 011+=5678 E+68: 5+15+2C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H2I 61 >7==+>5C & ;0>57= ;7= 08 042657= 57 >78162+= ,@+8 2+16:868: >78;6=?05678 =+A4+151 61 5@+ 011+=5678 E+68: 5+15+2C (@76>+ H0I 61 68>7==+>5C Z080:+?+85F1 =+;410- 57 0--7, 08 042657= 57 <+=;7=? +R5+=80- >78;6=?05678 <=7>+24=+1 61 >78162+=+2 0 2+<0=54=+ ;=7? K&&LN 875 K&&)N 14;;6>6+85 57 A40-6;. 5@+ 7<68678C (@76>+ HEI 61 68>7==+>5C *+:056G+ >78;6=?056781 <=7G62+ -+11N 875 ?7=+N <+=14016G+ +G62+8>+ 5@08 <71656G+ >78;6=?056781C (@76>+ H>I 61 68>7==+>5C *+:056G+ >78;6=?056781 1@74-2 E+ 41+2 6; 5@+=+ 61 0 -7,N 875 @6:@N +R>+<5678 =05+ +R<+>5+2C
(null)
5/28/16, 6:03 PM
)0:+ TB 7; "#
Page 39 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
TV@ ()&ABCV!
&;5+= <+=;7=?68: 0 >7?<-608>+ 04265 7; 08 +8565. 5@05 =+>+6G+2 ;+2+=0- ;4821N ,@05 >78>-41678 ,74-2 5@+ 042657= 2=0, 6; 5@+ +8565. 27+1 &"( @0G+ 02+A405+ 27>4?+8505678 57 14<<7=5 d$ ?6--678 68 7<+=0568: +R<+81+1 <062 ;=7? ;+2+=0- <=7:=0? ;4821T 0C
P@+ +8565. 1<+85 d$ ?6--678 68 7<+=0568: +R<+81+1 5@05 ,+=+ &"( 0<<=7G+2C
EC
34+15678+2 >7151 7; d$ ?6--678 ;7= 7<+=0568: +R<+81+1 @0G+ E++8 62+856;6+2C
>C
P@+ +8565. 1<+85 d$ ?6--678 7; :7G+=8?+85 ;4821 ;7= 1+=G6>+1 5@05 ,+=+ &"( =+A46=+2C
2C
P@+ +8565. 14E?655+2 48045@7=6W+2 68G76>+1 ;7= +R<+81+1C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C '; 5@+ +8565. 27+1 875 @0G+ 02+A405+ 27>4?+8505678 57 14<<7=5 d$ ?6--678 68 7<+=0568: +R<+81+1 <062 ;=7? ;+2+=0- <=7:=0? ;4821N 5@+8 5@+ 042657= ,74-2 >78>-42+ 5@05 A4+15678+2 >7151 7; d$ ?6--678 ;7= 7<+=0568: +R<+81+1 @0G+ E++8 62+856;6+2C P@61 ,6-- 0<<+0= 78 5@+ 1>@+24-+ 7; ;68268:1 082 A4+15678+2 >7151 ;7= ;+2+=0- 0,0=21C (@76>+ H0I 61 68>7==+>5C P@+ A4+15678 1505+1 5@05 5@+ +8565. 27+1 875 @0G+ 02+A405+ 27>4?+8505678 57 14<<7=5 ?78+. <062 ;=7? ;+2+=0- <=7:=0? ;4821C P@+=+ 61 87 6826>05678 5@05 5@+ >785=7-1 =+-05+2 57 0<<=7G0- ,+=+ 875 7<+=0568: +;;+>56G+-.C (@76>+ H>I 61 68>7==+>5C P@+ +8565. 27+1 875 @0G+ 5@+ 0<<=7<=605+ 27>4?+8505678\ @7,+G+=N 5@61 27+1 875 8+>+110=6-. ?+08 5@05 5@+ ;4821 ,+=+ ;7= 1+=G6>+1 5@05 ,+=+ 875 =+A46=+2C (@76>+ H2I 61 68>7==+>5C P@+ A4+15678 1505+1 5@05 5@+ +8565. 27+1 875 @0G+ 02+A405+ 27>4?+8505678 57 14<<7=5 +R<+81+1 <062 ;=7? ;+2+=0- <=7:=0? ;4821C P@+=+ 61 87 6826>05678 5@05 68G76>+1 ,+=+ 48045@7=6W+2C
(null)
5/28/16, 6:03 PM
)0:+ TV 7; "#
Page 40 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
P#@ ()&ABCV$
&8 042657= 7; 0 8786114+= 61 ? 715 -6Q+-. 57 >78>-42+ 5@05 0 ?611505+?+85 62+856;6+2 24=68: 08 04265 5@05 61 E+-7, 5@+ A408565056G+ ?05+=60-65. -6?65 61 A40-65056G+-. ?05+=60- 6; 65B 0C
(@08:+1 5@+ >7?<08.F1 7<+=0568: =+14-51 ;=7? 0 8+5 -711 57 0 8+5 68>7?+C
EC
&=61+1 ;=7? 0 5=0810>5678 >.>-+ ,65@ >785=7-1 5@05 ,+=+ 2+5+=?68+2 57 E+ 7<+=0568: +;;+>56G+-.C
>C
'1 5@+ ;6=15 56?+ 0 ?611505+?+85 @01 0=61+8 ;=7? 5@+ =+-+G085 5=0810>5678 >.>-+C
2C
D+>=+01+1 ?080:+?+85F1 68>+856G+ >7?<+8105678 ;7= 5@+ <+=672C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &P F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C &8 042657= 7; 0 8786114+= 61 ?715 -6Q+-. 57 >78>-42+ 5@05 0 ?611505+?+85 62+856;6+2 24=68: 08 04265 5@05 61 E+-7, 5@+ A408565056G+ ?05+=60-65. -6?65 61 A40-65056G+-. ?05+=60- 6; 65 >@08:+1 5@+ >7?<08.F1 7<+=0568: =+14-51 ;=7? 0 8+5 -711 57 0 8+5 68>7?+C (@76>+ HEI 61 68>7==+>5C & ?611505+?+85 0117>605+2 ,65@ 0 5=0810>5678 >.>-+ ,65@ >785=7-1 5@05 ,+=+ 2+5+=?68+2 57 E+ 7<+=0568: +;;+>56G+-. ,74-2 ?715 -6Q+-. 875 =+14-5 68 5@+ 042657= 2+5+=?6868: 5@05 5@+ ?611505+?+85 61 A40-65056G+-. ?05+=60-C O7,+G+=N 2+<+8268: 78 5@+ >6=>4?1508>+1N 5@+ 042657= ?0. =+011+11 >785=7- =61Q 082 ?726;. 14E150856G+ 5+1568:N 6; 8+>+110=.C (@76>+ H>I 61 68>7==+>5C & ;6=15Y56?+ ?611505+?+85 ?715 -6Q+-. ,74-2 875 =+14-5 68 5@+ 042657= 2+5+=?6868: 5@05 5@+ ?611505+?+85 61 A40-65056G+-. ?05+=60-C (@76>+ H2I 61 68>7==+>5C &8 042657= 7; 0 8786114+= 61 ?715 -6Q+-. 57 >78>-42+ 5@05 0 ?611505+?+85 62+856;6+2 24=68: 08 04265 5@05 61 E+-7, 5@+ A408565056G+ ?05+=60-65. -6?65 61 A40-65056G+-. ?05+=60- 6; 65 68>=+01+1N 875 2+>=+01+1N ?080:+?+85F1 68>+856G+ >7?<+8105678 ;7= 5@+ <+=672C
(null)
5/28/16, 6:03 PM
)0:+ P# 7; "#
Page 41 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
P!@ ()&ABCVT
S@05 61 5@+ ?0R6?4? 84?E+= 7; 20.1 68 ,@6>@ 0 8786114+=F1 042657= 1@74-2 >7?<-+5+ 5@+ 011+?E-. 7; 5@+ ;680- 04265 ;6-+ ;7--7,68: 5@+ =+<7=5 =+-+01+ 205+T 0C
c" 20.1
EC
f$ 20.1
>C
g" 20.1
2C
h$ 20.1
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C & 8786114+= 042657= 1@74-2 >7?<-+5+ 5@+ 011+?E-. 7; 5@+ 04265 ;6-+ ,65@68 g" 20.1 ;7--7,68: 5@+ =+<7=5 =+-+01+ 205+C (@76>+ H0I 082 H2I 0=+ 68>7==+>5N <+= 5@+ 0E7G+ +R<-0805678C (@76>+ HEI 61 68>7==+>5C &8 042657= 1@74-2 >7?<-+5+ 5@+ 011+?E-. 7; 5@+ 04265 ;6-+ ,65@68 f$ 20.1 ;7= 08 6114+=N 875 0 8786114+=C
(null)
5/28/16, 6:03 PM
)0:+ P! 7; "#
Page 42 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
P$@ ()&ABCVP
'8 08 685+:=05+2 04265 7; 0 8786114+=N 6; 08 042657= >78>-42+1 5@05 0 ?05+=60- ,+0Q8+11 +R6151 01 7; 5@+ 205+ 1<+>6;6+2 68 ?080:+?+85F1 011+=5678N 5@+ 042657= 1@74-2 50Q+ ,@6>@ 7; 5@+ ;7--7,68: 0>56781T 0C
^E5068 ,=655+8 =+<=+1+85056781 ;=7? ?080:+?+85 =+-0568: 57 14>@ ?055+=1C
EC
(7??486>05+N 68 ,=6568:N 57 5@+ +8565.cF1 745162+ -+:0- >7481+- 5@05 5@+ ?05+=60- ,+0Q8+11 +R6151C
>C
'114+ 08 02G+=1+ 7<68678C
2C
D61>-06? 08 7<68678C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &" F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C P@+ <=+1+8>+ 7; 0 ?05+=60- ,+0Q8+11 68 685+=80- >785=7- =+14-51 68 08 02G+=1+ 7<68678C (@76>+ H0I 61 68>7==+>5C Z080:+?+85 61 875 =+A46=+2 57 68>-42+ 0 ,=655+8 =+<=+1+8505678 >78;6=?68: 5@+ 0+,-("%;1 >78>-41678 5@05 0 ?05+=60- ,+0Q8+11 +R6151C O7,+G+=N ?080:+?+85 ,6-- 68>-42+ 0 ,=655+8 =+<=+1+8505678 5@05 ?080:+?+85 261>-71+2 0-- 16:86;6>085 2+;6>6+8>6+1 082 ?05+=60- ,+0Q8+11+1 57 5@+ 042657=C (@76>+ HEI 61 68>7==+>5C &8 042657= 1@74-2 >7??486>05+N 68 ,=6568:N 57 ?080:+?+85 082 57 5@71+ >@0=:+2 ,65@ :7G+=808>+ 5@05 5@+ ?05+=60- ,+0Q8+11 +R6151C P@+=+ 61 87 =+A46=+?+85 5@05 5@+ 042657= >7??486>05+ 0 ?05+=60- ,+0Q8+11 68 ,=6568: 57 5@+ +8565.F1 745162+ -+:0- >7481+-C (@76>+ H2I 61 68>7==+>5C & ?05+=60- ,+0Q8+11 =+14-51 68 08 02G+=1+ 7<68678C & 1>7<+ -6?6505678 =+14-51 68 0 261>-06?+= 7; 7<68678 7= ,65@2=0,0- ;=7? 5@+ +8:0:+?+85C
(null)
5/28/16, 6:03 PM
)0:+ P$ 7; "#
Page 43 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PT@ ()&ABCV"
& 8786114+= =+A4+151 5@05 0 ()& >@08:+ 08 04265 +8:0:+?+85 57 0 =+G6+, +8:0:+?+85C '; 5@+ 0>>7485085 0:=++1 57 5@+ >@08:+N @7,N 6; 05 0--N 1@74-2 5@+ 0>>7485085F1 =+G6+, =+<7=5 E+ ?726;6+2T 0C
P@+ 0>>7485085 1@74-2 6114+ 5@+ =+G6+, =+<7=5 ,65@745 ?+8567868: 5@+ >@08:+ 68 +8:0:+?+85C
EC
P@+ 0>>7485085 1@74-2 68>-42+ 68 5@+ =+G6+, =+<7=5 0 261>-06?+= 7; 08 04265 7<68678C
>C
P@+ 0>>7485085 1@74-2 68>-42+ 68 5@+ =+G6+, =+<7=5 5@+ >6=>4?1508>+1 5@05 =+14-5+2 68 5@+ >@08:+ 68 +8:0:+?+85C
2C
P@+ 0>>7485085 1@74-2 68>-42+ 68 5@+ =+G6+, =+<7=5 0 =+;+=+8>+ 57 5@+ 7=6:680- +8:0:+?+85 E45 &"( 5@+ =+0178 ;7= 5@+ >@08:+C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C '; 5@+ 0>>7485085 0:=++1 ,65@ 5@+ >@08:+N 5@+ 0>>7485085 1@74-2 6114+ 5@+ =+G6+, =+<7=5 ,65@745 ?+8567868: 5@+ >@08:+ 68 +8:0:+?+85C (@76>+ HEI 61 68>7==+>5C P@+ =+G6+, =+<7=5 1@74-2 875 68>-42+ 0 261>-06?+= 7; 08 0+,-( 7<68678C (@76>+ H>I 61 68>7==+>5C P@+ =+G6+, =+<7=5 1@74-2 875 =+<7=5 5@+ >6=>4?1508>+1 5@05 =+14-5+2 68 5@+ >@08:+ 68 +8:0:+?+85C (@76>+ H2I 61 68>7==+>5C P@+ =+G6+, =+<7=5 1@74-2 875 68>-42+ 0 =+;+=+8>+ 57 5@+ 7=6:680- +8:0:+?+85C
(null)
5/28/16, 6:03 PM
)0:+ PT 7; "#
Page 44 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PP@ ()&ABCVC
S@6>@ 7; 5@+ ;7--7,68: <=7>+24=+1 =+:0=268: 875+1 <0.0E-+ ,74-2 08 0>>7485085 ?715 -6Q+-. <+=;7=? 24=68: 0 8786114+=F1 =+G6+, +8:0:+?+85T 0C
(78;6=?68: 5@+ .+0=Y+82 7451508268: 875+ <0.0E-+ E0-08>+ ,65@ 5@+ -+82+=C
EC
UR0?6868: =+>7=21 6826>0568: <=7<+= 045@7=6W05678 7; 5@+ 875+1 <0.0E-+C
>C
Z0Q68: 68A46=6+1 7; ?080:+?+85 =+:0=268: ?054=656+1N 685+=+15 =05+N 082 >7--05+=0-C
2C
D7>4?+8568: >785=7- <=7>+24=+1 ;7= <0.?+85 >0->4-056781 7; 5@+ 875+1F <=68>6<0- 082 685+=+15C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C /+G6+, <=7>+24=+1 68>-42+ 68A46=6+1 ,65@68 5@+ 7=:086W05678C P@+=+;7=+N 5@+ 0>>7485085 61 ?715 -6Q+-. 57 ?0Q+ 68A46=6+1 7; ?080:+?+85 =+:0=268: 5@+ ?054=656+1N 685+=+15 =05+N 082 >7--05+=0-C (@76>+ H0I 61 68>7==+>5C L4E150856G+ 5+1568:N 14>@ 01 >78;6=?68: E0-08>+1N 61 <+=;7=?+2 68 08 04265N 875 0 =+G6+,C (@76>+ HEI 61 68>7==+>5C (785=7- 5+1568:N 14>@ 01 +R0?6868: =+>7=21 ;7= <=7<+= 045@7=6W05678N 61 <+=;7=?+2 68 08 04265N 875 0 =+G6+,C (@76>+ H2I 61 68>7==+>5C &8 0>>7485085 61 875 =+A46=+2 57 27>4?+85 >785=7- <=7>+24=+1 68 0 =+G6+,C
(null)
5/28/16, 6:03 PM
)0:+ PP 7; "#
Page 45 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
P"@ ()&ABCVU
S@+8 ;6808>60- 1505+?+851 5@05 08 0>>7485085 @01 >7?<6-+2 68 0>>7=208>+ ,65@ /(0($'$&(1 "& /(0&,0%,1 4"% *33"+&(-&. 0&, 5$#-$6 /$%#-3$1 7?65 14E1508560--. 0-- 261>-714=+1 =+A46=+2 E. :+8+=0--. 0>>+<5+2 0>>748568: <=68>6<-+1N 5@+ 0>>7485085F1 =+<7=5 1@74-2 68>-42+B 0C
Z080:+?+85F1 V4156;6>05678 ;7= 651 2+>61678 57 +-+>5 57 7?65 14E1508560--. 0-- 5@+ 261>-714=+1C
EC
*7 ?726;6>05678 7; 5@+ 150820=2 >7?<6-05678 =+<7=5 E+>041+ >7?<6-056781 27 &"( =+A46=+ 261>-714=+1 5@05 0=+ =+A46=+2 ;7= 04265+2 ;6808>60- 1505+?+851C
>C
'8;7=?05678 0-+=568: =+02+=1 0E745 7?611678 7; 5@+ 261>-714=+1 082 8756;6>05678 5@05 5@+ 7?611678 ?0. 68;-4+8>+ 5@+ 41+=F1 >78>-416781 0E745 5@+ ;6808>60- 1505+?+851C
2C
& 1+<0=05+ <0=0:=0<@ 68 5@+ >7?<6-05678 =+<7=5 150568: 5@05 5@+ ;6808>60- 1505+?+851 0=+ ?61-+0268: 24+ 57 5@+ -0>Q 7; 261>-714=+1 E. ?080:+?+85C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C &8 0>>7485085 ?0. >7?<6-+ ;6808>60- 1505+?+851 5@05 7?65 14E1508560--. 0-261>-714=+1 =+A46=+2 E. K&&) 01 -78: 01 5@+ >7?<6-05678 =+<7=5 68>-42+1 0 1+<0=05+ <0=0:=0<@ ,@6>@ 0-+=51 =+02+=1 0E745 7?611678 7; 5@+ 261>-714=+1 082 68>-42+1 8756;6>05678 5@05 5@+ 7?611678 ?0. 68;-4+8>+ 5@+ 41+=F1 >78>-416781 0E745 5@+ ;6808>60- 1505+?+851C '8 02265678N 5@+ 0>>7485085 1@74-2 E+ 10561;6+2 5@05 5@+ 7?611678 61 875 685+82+2 57 ?61-+02 41+=1 7; 5@+ ;6808>60- 1505+?+851C (@76>+ H0I 61 68>7==+>5C P@+ >7?<6-05678 =+<7=5 ;7= ;6808>60- 1505+?+851 5@05 7?65 14E1508560--. 0-261>-714=+1 =+A46=+2 E. K&&) 61 875 =+A46=+2 57 68>-42+ ?080:+?+85F1 V4156;6>05678 ;7= 651 2+>61678 57 7?65 14E1508560--. 0-- 7; 5@+ 261>-714=+1C O7,+G+=N 0 1+<0=05+ <0=0:=0<@ 1@74-2 E+ 022+2 5@05 1505+1 5@05 6; 261>-714=+1 ,+=+ 68>-42+2N 5@+. ?6:@5 68;-4+8>+ 5@+ 41+=F1 >78>-416781N 082 1@74-2 6826>05+ 5@05 ;6808>601505+?+851 0=+ 875 2+16:8+2 ;7= 5@71+ ,@7 0=+ 4868;7=?+2 0E745 5@+ 7?655+2 261>-714=+1C (@76>+ HEI 61 68>7==+>5C S@+8 08 +8565. +-+>51 57 7?65 14E1508560--. 0-- 261>-714=+1 =+A46=+2 E. K&&)N 5@+ 150820=2 >7?<6-05678 =+<7=5 61 =+A46=+2 57 E+ ?726;6+2 E. 02268: 0 1+<0=05+ <0=0:=0<@ 261>-7168: 14>@ 7?6116781C (@76>+ H2I 61 68>7==+>5C &8 0>>7485085 ?0. 875 >7?<6-+ ;6808>60- 1505+?+851 5@05 7?65 14E1508560--. 0-261>-714=+1 =+A46=+2 E. K&&) 6; 5@+ 0>>7485085 E+-6+G+1 5@+ 7?611678 61 685+82+2 57 ?61-+02 5@+ 41+=1 7; 5@+ ;6808>60- 1505+?+851C
(null)
5/28/16, 6:03 PM
)0:+ P" 7; "#
Page 46 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PC@ ()&ABCVB
P@+ 150820=2 0>>7485085F1 =+<7=5 6114+2 0;5+= =+G6+,68: 5@+ ;6808>60- 1505+?+851 7; 0 8786114+= 68 0>>7=208>+ ,65@ LL&/L 1@74-2 1505+ 5@05 5@+B 0C
&>>7485085 61 &"( 0,0=+ 7; 08. ?05+=60- ?726;6>056781 5@05 1@74-2 E+ ?02+ 57 5@+ ;6808>601505+?+851 ;7= 5@+? 57 E+ 68 0>>7=208>+ ,65@ K&&)C
EC
&>>7485085 27+1 &"( +R<=+11 08 7<68678 7= 08. 75@+= ;7=? 7; 0114=08>+ 78 5@+ +8565.F1 685+=80>785=7- 1.15+?C
>C
&>>7485085 @01 &" =+1<7816E6-65. 57 4<205+ 5@+ =+<7=5 ;7= >6=>4?1508>+1 7>>4==68: 0;5+= 5@+ 205+ 7; 5@+ =+<7=5C
2C
X6808>60- 1505+?+851 <=+1+85 ;06=-. 5@+ +8565.F1 ;6808>60- <7165678 082 5@+ =+14-51 7; 651 7<+=056781 082 >01@ ;-7,1 68 >78;7=?65. ,65@ K&&)C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &$ F=N,O -= M1 677,/.1+ -=L $ )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C &8 0>>7485085F1 150820=2 =+G6+, =+<7=5 1@74-2 68>-42+ 0 1505+?+85 5@05 5@+ 0>>7485085 61 875 0,0=+ 7; 08. ?05+=60- ?726;6>056781 5@05 1@74-2 E+ ?02+ 57 5@+ ;6808>60- 1505+?+851 57 E+ 68 0>>7=208>+ ,65@ K&&)C (@76>+ HEI 61 68>7==+>5C &-5@74:@ 65 61 5=4+ 5@05 5@+ 150820=2 =+G6+, =+<7=5 68 0>>7=208>+ ,65@ LL&/L 27+1 875 68>-42+ 08 7<68678 7= 08. 75@+= ;7=? 7; 0114=08>+ 78 5@+ +8565.F1 685+=80- >785=7- 1.15+?N 5@61 61 875 +R<-6>65-. 1505+2 68 5@+ =+<7=5C (@76>+ H>I 61 68>7==+>5C & 150820=2 =+G6+, =+<7=5 68 0>>7=208>+ ,65@ LL&/L 27+1 875 68>-42+ 5@+ 1505+?+85 5@05 5@+ 0>>7485085 @01 87 =+1<7816E6-65. 57 4<205+ 5@+ =+<7=5 ;7= >6=>4?1508>+1 7>>4==68: 0;5+= 5@+ 205+ 7; 5@+ =+<7=5C (@76>+ H2I 61 68>7==+>5C & =+G6+, =+<7=5 <=7G62+1 78-. -6?65+2 0114=08>+C P@+ 5+=?1 H<=+1+85 ;06=-.I 0=+ 41+2 68 08 04265 =+<7=5N 875 0 =+G6+, =+<7=5C
(null)
5/28/16, 6:03 PM
)0:+ PC 7; "#
Page 47 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PU@ ()&ABCVV
&>>7=268: 57 5@+ &'()& (72+ 7; )=7;+116780- (7824>5N ,@6>@ 7; 5@+ ;7--7,68: 0>56G656+1 =+14-51 68 08 0>5 261>=+2650E-+ 57 5@+ <=7;+11678T 0C
& ()& 17-6>651 =+>+85 ]86;7=? ()& UR0?6805678 A4+156781 ,65@745 ,=655+8 045@7=6W05678 ;=7? 5@+ &'()&C
EC
& ()& 16:81 0 27>4?+85 >78506868: 6??05+=60- ;0-1+ 082 ?61-+0268: 68;7=?05678N 7= <+=?651 7= 26=+>51 0875@+= ()& 57 27 17C
>C
& ()& ,@7 61 +8:0:+2 57 <+=;7=? 0 :7G+=8?+85 04265 8+:-+>51 57 ;7--7, >+=5068 :7G+=8?+85 0426568: =+A46=+?+851 082 261>-71+1 68 5@+ 04265 =+<7=5 5@+ ;0>5 5@05 14>@ =+A46=+?+851 ,+=+ &"( ;7--7,+2 082 5@+ =+01781 ;7= 65C
2C
& ()& ;06-1 57 :6G+ 0 >-6+85 >7<6+1 7; 5@+ ()&F1 ,7=Q<0<+=1 =+-05+2 57 0 >7?<-+5+2 082 6114+2 ,7=Q <=724>5 4<78 5@+ >-6+85F1 =+A4+15 E+>041+ 5@+ >-6+85 @01 &"( <062 ;++1 <0.0E-+ 57 5@+ ()& ;7= 5@+ ,7=Q <=724>5C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C &8 0>5 5@05 61 >78162+=+2 261>=+2650E-+ 57 5@+ <=7;+116781 61 ,@+8 0 ()& 17-6>651 =+>+85 ]86;7=? ()& UR0?6805678 A4+156781 ,65@745 ,=655+8 045@7=6W05678 ;=7? 5@+ &'()&C (@76>+ HEI 61 68>7==+>5C & ()& 5@05 16:81 0 27>4?+85 >78506868: 6??05+=60- ;0-1+ 082 ?61-+0268: 68;7=?05678N 7= <+=?651 7= 26=+>51 0875@+= ()& 57 27 17N @01 ;06-+2 57 ;7--7, 5@+ '85+:=65. 082 ^EV+>56G65. /4-+C (@76>+ H>I 61 68>7==+>5C P@+ (7?<-608>+ ,65@ L50820=21 /4-+N 875 &>51 D61>=+2650E-+ /4-+N 2+1>=6E+1 5@05 0 ()& 1@74-2 >7?<-. ,65@ 5@+ 0<<=7<=605+ 150820=21C *75+B P@+ ()& ?0. 875 8+>+110=6-. @0G+ ;06-+2 57 ;7--7, 5@+ (7?<-608>+ ,65@ L50820=21 /4-+ E+>041+ 68 +R5=+?+-. =0=+ >6=>4?1508>+1N 0 ()& ?0. 2+<0=5 ;=7? >+=5068 :7G+=8?+85 0426568: =+A46=+?+851C (@76>+ H2I 61 68>7==+>5C & ()& 61 875 =+A46=+2 57 :6G+ 0 >-6+85 >7<6+1 7; 5@+ <=*;1 ,7=Q<0<+=1C O7,+G+=N 0 ()& 61 =+A46=+2 57 =+54=8 5@+ 38-$&(;1 =+>7=21 +G+8 6; 5@+ >-6+85 @01 875 <062 5@+ ;++1 57 5@+ ()&C X06-4=+ 57 =+54=8 38-$&( =+>7=21 ,74-2 =+14-5 68 08 0>5 261>=+2650E-+ 57 5@+ <=7;+11678C
(null)
5/28/16, 6:03 PM
)0:+ PU 7; "#
Page 48 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PB@ ()&ABU##
&8 6114+=F1 042657= 61 <=7@6E65+2 ;=7? ; =7? <=7G6268: 50R 1+=G6>+1 57 ,@6>@ 7; 5@+ ;7--7,68: 6826G6240-1T 0C
P@+ >@06= 7; 5@+ E70=2 7; 26=+>57=1C
EC
P@+ >@06= 7; 5@+ 04265 >7??655++C
>C
P@+ (U^C
2C
P@+ (X^ 7; 08 0;;6-605+ 7; 5@+ 6114+= 04265+2 E. 0875@+= ;6=?C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ H>I 61 >7==+>5C &8 6114+=F1 042657= 61 <=7@6E65+2 ;=7? <=7G6268: 50R 1+=G6>+1 57 >7=<7=05+ 7;;6>+=1N 5@+ 04265 >-6+85N 7= 57 6??+2605+ ;0?6-. ?+?E+=1 7; >7=<7=05+ 7;;6>+=1C (7=<7=05+ 7;;6>+=1 ?080:+ 5@+ 20.Y57Y 20. 7<+=056781 7; 5@+ >7=<7=05678 082 68>-42+ <71656781 14>@ 01 5@+ (U^N (X^N 082 (^^C (@76>+ H0I 61 68>7==+>5C &8 6114+=F1 042657= 61 0--7,+2 57 <=7G62+ 50R 1+=G6>+1 57 6826G6240-1 78 5@+ E70=2 7; 26=+>57=1N ,@6>@ 68>-42+1 5@+ >@06= 7; 5@+ E70=2 7; 26=+>57=1C (@76>+ HEI 61 68>7==+>5C &8 6114+=F1 042657= 61 0--7,+2 57 <=7G62+ 50R 1+=G6>+1 57 6826G6240-1 78 5@+ E70=2 7; 26=+>57=1N ,@6>@ 68>-42+1 5@+ >@06= 7; 5@+ 04265 >7??655++C (@76>+ H2I 61 68>7==+>5C &8 6114+=F1 042657= 61 0--7,+2 57 <=7G62+ 50R 1+=G6>+1 57 5@+ (X^ 7; 08 0;;6-605+ 7; 5@+ 6114+= 04265+2 E. 0875@+= ;6=?C
(null)
5/28/16, 6:03 PM
)0:+ PB 7; "#
Page 49 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
PV@ ()&ABU#!
U0>@ 7; 5@+ ;7--7,68: 61 08 +5@6>0- <=68>6<-+ 5@05 1@74-2 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21N $93$2( B 0C
Z05+=60-65.C
EC
'85+:=65.C
>C
P@+ <4E-6> 685+=+15C
2C
)=7<+= 41+ 7; :7G+=8?+85 68;7=?05678C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L P )6/1 >1Q1>1.O1
(@76>+ H0I 61 >7==+>5C P@+ +5@6>0- <=68>6<-+1 5@05 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21 27 875 68>-42+ ?05+=60-65.C P@+ +5@6>0- <=68>6<-+1 5@05 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21 68>-42+ 1+=G68: 5@+ <4E-6> 685+=+15N 685+:=65.N 7EV+>56G65.N <=7<+= 41+ 7; :7G+=8?+850- 68;7=?05678N =+174=>+1 082 <71656781N 082 <=7;+116780E+@0G67=C (@76>+ HEI 61 68>7==+>5C P@+ +5@6>0- <=68>6<-+1 5@05 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21 68>-42+ 685+:=65.C (@76>+ H>I 61 68>7==+>5C P@+ +5@6>0- <=68>6<-+1 5@05 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21 68>-42+ 5@+ <4E-6> 685+=+15C (@76>+ H2I 61 68>7==+>5C P@+ +5@6>0- <=68>6<-+1 5@05 :462+ 5@+ ,7=Q 7; 042657=1 68 5@+ >7824>5 7; 042651 482+= :7G+=8?+85 0426568: 150820=21 68>-42+ <=7<+= 41+ 7; :7G+=8?+85 68;7=?05678C
(null)
5/28/16, 6:03 PM
)0:+ PV 7; "#
Page 50 of 63
!"#$ &'()& *+,-. /+-+01+2 34+1567819&426568:
"#@ ()&ABU#$
&>>7=268: 57 5@+ 'X&( (72+ 7; U5@6>1 ;7= )=7;+116780- &>>74850851N 04265 5+0?1 0=+ =+A46=+2 57 E+ 682+<+82+85 7; 5@+ 04265 >-6+85 24=68: 5@+ +8:0:+?+85 <+=672 082 24=68: ,@6>@ 75@+= <+=672T 0C
P@+ ;61>0- .+0= ;7--7,68: 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C
EC
P@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C
>C
P@+ >0-+820= .+0=1 5@05 68>-42+ 08. <0=5 7; 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C
2C
P@+ 5,7 .+0=1 <=67= 57 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C
DE'FG5 &0HID5 HD(F'G0 JDKGIL (3677 -= M1 677,/.1+ -=L &C F=N,O -= M1 677,/.1+ -=L ! )6/1 >1Q1>1.O1
(@76>+ HEI 61 >7==+>5C &>>7=268: 57 5@+ 'X&( (72+ 7; U5@6>1 ;7= )=7;+116780- &>>7485085 J082 &'()&[)(&^_MN 04265 5+0?1 5+0 ?1 0=+ =+A46=+2 57 E+ 682+<+82+85 7; 5@+ 5 @+ 04265 >-6+85 24=68: 5@+ +8:0:+?+85 <+=672 082 24=68: 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C (@76>+ H0I 61 68>7==+>5C 'X&( 27+1 875 68>-42+ 0 =+A46=+?+85 5@05 5@+ 04265 5+0?1 1@74-2 E+ 682+<+82+85 24=68: 5@+ $&(-%$ ;61>0- .+0= 4"88"6-&. 5@+ 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C P@+ =+A46=+?+85 61 5@05 5@+ 04265 5+0? 61 682+<+82+85 24=68: 5@+ +8:0:+?+85 5+0? <+=672 J,@6>@ ?0. 68>-42+ <0=5 7; 5@+ ;7--7,68: ;61>0- .+0=M 082 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C (@76>+ H>I 61 68>7==+>5C P@+ =+A46=+?+85 ;7= 682+<+82+8>+ 68>-42+1 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>601505+?+851N 875 5@+ 308$&,0% .+0= .+0= >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C L7?+ +85656+1F ;6808>60- 1505+?+851 @0G+ 0 ;61>0- .+0=Y+82 J6C+CN e48+ c"M =05@+= 5@08 0 >0-+820= .+0=Y+82 J6C+CN D+>+?E+= c#MC (@76>+ H2I 61 68>7==+>5C 'X&( 27+1 875 68>-42+ 0 =+A46=+?+85 5@05 5@+ 04265 5+0?1 1@74-2 E+ 682+<+82+85 5,7 .+0=1 <=67= 57 5@+ <+=672 >7G+=+2 E. 5@+ ;6808>60- 1505+?+851C
(null)
5/28/16, 6:03 PM
)0:+ "# 7; "#
Page 51 of 63
!"#$%$&' )*+, !$-.! &/012 3/1/45/6 7895
(null)
5/28/16, 6:03 PM
Page 52 of 63
749:18;< 4;6 -=99>;8?4@8=;5 !,A 789 )A %45B C %8@1/D $;@/E;41 -=;@E=1 3/:=E@ F!$-.! !64:@/6G
(null)
5/28/16, 6:03 PM
Page 53 of 63
7/1/?@8=; H85@ I -=1>9; J K>/5@8=; +
K>/5@8=; )
!""#$%&'%&() +,-#.& #% /%&,.%'0 1#%&.#0)
'%'023,4
!$45.() +,-#.& #% !6.,,478-#% 9.#",4$.,)
'$45&,4
!$45.() +,-#.& #% /%&,.%'0 1#%&.#0)
,:';5%,4
/%4,-,%4,%& !""#$%&'%&() +,-#.&
.,<5,=,4
/%4,-,%4,%& !$45.() +,-#.&
&,)&,4
+,65)&,.,4 9$>05" !""#$%&5%6 ?5.; +,-#.&
7/1/?@8=; H85@ I -=1>9; J K>/5@8=; L !;,.5"'% /%)&5&$&, #@ 1,.&5@5,4 9$>05" !""#$%&'%&)
K>/5@8=; M
')),));,%&
!$45&5%6 A&'%4'.4) B#'.4 1#;;5&&,, #@ A-#%)#.5%6 C.6'%53'&5#%) #@ &D, E.,'4='2 1#;;5))5#%
'&&,)&'&5#%
/%&,.%'&5#%'0 !$45&5%6 '%4 !))$.'%", B#'.4
,<'0$'&5#%
9$>05" 1#;-'%2 !""#$%&5%6 C<,.)56D& B#'.4
,:';5%'&5#%
A,"$.5&5,) '%4 F:"D'%6, 1#;;5))5#%
5%)-,"&5#%
'$45&
.,<5,=
(null)
5/28/16, 6:03 PM
Page 54 of 63
7/1/?@8=; H85@ I -=1>9; J K>/5@8=; ,
K>/5@8=; C
!;,.5"'% /%)&5&$&, #@ 1,.&5@5,4 9$>05" !""#$%&'%&)
G,65&5;'&,
!$45&5%6 A&'%4'.4) B#'.4 1#;;5&&,, #@ A-#%)#.5%6 C.6'%53'&5#%) #@ &D, E.,'4='2 1#;;5))5#%
G#65"'0 +,')#%'>0,
/%&,.%'&5#%'0 !$45&5%6 '%4 !))$.'%", B#'.4
+,05'>0,
9$>05" 1#;-'%2 !""#$%&5%6 C<,.)56D& B#'.4
A$@@5"5,%&
A,"$.5&5,) '%4 F:"D'%6, 1#;;5))5#%
H'054
7/1/?@8=; H85@ I -=1>9; J K>/5@8=; N
(null)
K>/5@8=; O 1#)& "#%)54,.'&5#%)
!;,.5"'% /%)&5&$&, #@ 1,.&5@5,4 9$>05" !""#$%&'%&)
I,)56% 05;5&'&5#%) I5)&5%"& 05;5&'&5#%)
!$45&5%6 A&'%4'.4) B#'.4 1#;;5&&,, #@ A-#%)#.5%6 C.6'%53'&5#%) #@ &D, E.,'4='2 1#;;5))5#%
/%D,.,%& 05;5&'&5#%)
/%&,.%'&5#%'0 !$45&5%6 '%4 !))$.'%", B#'.4
C-,.'&5#%'0 "#%)54,.'&5#%)
9$>05" 1#;-'%2 !""#$%&5%6 C<,.)56D& B#'.4
8%5J$, "#%45&5#%)
A,"$.5&5,) '%4 F:"D'%6, 1#;;5))5#%
5/28/16, 6:03 PM
Page 55 of 63
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
(null)
5/28/16, 6:03 PM
Page 56 of 63
#E4P@ 3/:=E@
(null)
5/28/16, 6:03 PM
Page 57 of 63
Q@R/E .E=P/558=;41 S;<49/;@5 !)A 789 +A %45B N %8@1/D 3/T8/0 S;<49/;@ .E=?/6>E/5 F!$-.! !64:@/6G
7/1/?@8=; H85@ I -=1>9; J
7/1/?@8=; H85@ I -=1>9; J
K>/5@8=;5 +U)
K>/5@8=;5 LUM
!., '%2 5%<,)&;,%&) ,%"$;>,.,4K !., &D,., "#;-,%)'&5%6 >'0'%",) #. #&D,. .,)&.5"&5#%) #% &D, '<'50'>505&2 #@ @$%4)K M') &D,., >,,% ' -.#-,. "$@@ #@ )'0,) &.'%)'"&5#%)K 90,'), -.,-'., '%4 )56% "#%@5.;'&5#%) ') #@ 2,'.7,%4 @#. ;'505%6L 90,'), -.#<54, '% #$&)&'%45%6 05)& ') #@ !-.50 PQR S,'. TR 5% #.4,. &.'", &D, )$>),J$,%& >'%O )&'&,;,%&)L 90,'), -.#<54, &D, @#00#=5%6 )';-0, #@ '""#$%& .,"#%"505'&5#%) @#. .,-,.@#.;'%",L 90,'), -.#<54, &D, 5%&,.,)& 5%"#;, .,-#.& @#. .,"'0"$0'&5#%L
(null)
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
5/28/16, 6:03 PM
Page 58 of 63
7/1/?@8=; H85@ I -=1>9; J K>/5@8=; ,UC !., &D,., ')),&) &D'& D'<, >,,% -0,46,4 ') "#00'&,.'0K M'<, '00 05'>505&5,) >,,% '--.#-.5'&,02 '"".$,4K 90,'), -.,-'., '%4 )56% "#%@5.;'&5#%) ') #@ 2,'.7,%4 @#. ;'505%6L 90,'), -.#<54, '% ,:-0'%'&5#% @#. =D2 &D, 0#'4 ';#.&53'&5#% )"D,4$0, 4#,) %#& .,"'0"$0'&,L 90,'), -.#<54, &D, @#00#=5%6 )';-0, # @ '""#$%& .,"#%"505'&5#%) @#. .,-,.@#.;'%",L 90,'), -.#<54, &D, @#00#=5%6 )';-0, #@ 5%<#5",) -,.@#.; &D, ),'."D @#. $%.,"#.4,4 05'>505&5,)L
(null)
5/28/16, 6:03 PM
Page 59 of 63
%8@1/D 3/T8/0 S;<49/;@ .E=?/6>E/5 F!$-.! !64:@/6G 7=1>@8=; !??=>;@ D6$" <77*'+)$ 3(7(#:6=1( C+:(+)*38 U#5(- 6$$()$
<77*'+)$ 4686=1( V(=)
K>/5@8=; =E E/V>/5@ <3( )"(3( 7*94(+$6)#+, =616+7($ *3 *)"(3 3($)3#7)#*+$ *+ )"( 6:6#16=#1#)8 *2 2'+-$R S6$ )"(3( =((+ 6 43*4(3 7')*22 *2 $61($ )36+$67)#*+$R T(3( 7*+$#,+9(+)$ #+ *3 *') 7*+$#-(3(- #+ )6/#+, 6 4"8$#761 #+:(+)*38 7*'+)R T"6) 63( )"( 7*946+8.$ 764#)61#L6)#*+ 4*1#7#($A 6+- "6:( )"*$( 4*1#7#($ =((+ 7*+$#$)(+)18 6+6443*43#6)(18 6441#(-R S6:( 611 1#6=#1#)#($ =((+ 6443*43#6) (18 6773'(-R <3( )"(3( 6$$()$ )"6) "6:( =((+ 41(-,(- 6$ 7*116)(361R
!"#$ &'($)#*+ 968 =( 6+$0(3(- =8 43*7($$ *2 (1#9#+6)#*+; W6+8 6+$0(3 7"*#7($ 3(16)( )* 7*+)3*1 *3 $'=$)6+)#:( 43*7(-'3($A 0"#7" 63( 4(32*39(- #+ 6+ 6'-#) =') +*) #+ 6 3(:#(0; XY56941($ *2 7*+)3*1 43*7(-'3($ 6+- $'=$)6+)#:( 43*7(-'3($ 63( 43*:#-(- #+
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•
•
•
•
N1(6$( 43(463( 6+- $#,+ 7*+2#396)#*+$ 6$ *2 8(63>(+- 2*3 96#1#+,; J(+-#+, *') 7*+2#396)#*+$ #$ 6 $'=$)6+)#:( 43*7(-'3( 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; ! N1(6$( 43*:#-( 6+ *')$)6+-#+, 7"(7/ 1#$) 6$ *2 <43#1 I]A ^(63 F #+ *3-(3 )* )367( )* $'=$(&'(+) =6+/ $)6)(9(+)$; J'=$)6+)#:( 43*7(-'3($A $'7" 6$ )367#+, 7"(7/$ )* $'=$(&'(+) =6+/ $)6)(9(+)$A 63( ! 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; N1(6$( 43*:#-( )"( 2*11*0#+, $6941( *2 677*'+) 3(7*+7#1#6)#*+$ 2*3 3(4(32*396+7(; H(4(32*396+7(A 0"#7" #$ 6 43*7(-'3( )* )($) 7*+)3*1$A #$ +*) )84#76118 4(32*39(- #+ 6 ! 3(:#(0; N1(6$( 43*:#-( )"( #+)(3($) #+7*9( 3(4*3) 2*3 3(7617'16)#*+; Y:#-(+7( *2 )"( #+)(3($) #+7*9( 3(4*3) #$ 6 $'=$)6+)#:( 43*7(-'3( 9*3( 1#/(18 )* =( ! 4(32*39(- #+ 6+ 6'-#) 36)"(3 )"6+ #+ 6 3(:#(0;
!"( 3(96#+#+, 6+$0(3 7"*#7($ 63(G •
(null)
<3( #+:($)9(+)$ (+7'9=(3(-R !"#$ &'($)#*+ 968 =( 6$/(- #+ 6 3(:#(0A =') #) -*($ +*) -#3(7)18 3(16)( )* )"( 76$" *3 ! 677*'+)$ 3(7(#:6=1( 677*'+); V()(39#+#+, 0"()"(3 #+:($)9(+)$ 63( (+7'9=(3()84#76118 3(16)($ )* -#$71*$'3($ 2*3 #+:($)9(+)$;
5/28/16, 6:03 PM
Page 60 of 63
•
•
<3( )"(3( 7*94(+$6)#+, =616+7($ *3 *)"(3 3($)3#7)#*+$ *+ )"( 6:6#16=#1#)8 *2 2'+-$R !"#$ 3(16)($ )* 76$"; C2 76$" #$ '$(- 6$ 6 7*94(+$6)#+, =616+7( *3 "6$ 3($)3#7)#*+$ *+ )"( ! 6:6#16=#1#)8 *2 2'+-$A )"(+ 6443*43#6)( -#$71*$'3( 6+- 43($(+)6)#*+ *2 )"( 76$" =616+7( X(;,;A 7'33(+) *3 +*+>7'33(+)Z 76+ =( :(3#2#(-; S6$ )"(3( =((+ 6 43*4(3 7')*22 *2 $61($ )36+$67)#*+$R !"#$ 3(16)($ )* 677*'+)$ 3(7(#:6=1(; !"( 677*'+)6+) #$ :(3#28#+, )"6) $61($ 96-( *+ 73(-#) ! 63( 3(7*3-(- #+ )"( 7*33(7) 4(3#*-; _*)(G !"#$ #$ 61$* 6 &'($)#*+ )"6) 7*'1- =( 3(16)(- )* 76$"; S*0(:(3A )"#$ #$ +*) )"( B=($)B ! 3($4*+$( 2*3 76$"; !"( 76$" =616+7( #$ 3(16)(- )* 9*3( #)(9$ )"6+ `'$) $61($ )36+$67)#*+$; U*3 (56941(A 76$" 968 -(73(6$( 6$ 6 3($'1) *2 4689(+) *2 677*'+)$ 4686=1( *3 #+73(6$( 6$ 6 3($'1) *2 $61( *2 $)*7/; K+( 7*+7(3+ 3(16)(- $4(7#2#76118 )* 76$" #$ 0"()"(3 #) #$ '$(- 6$ 6 7*94(+$6)#+, =616+7( *3 "6$ *)"(3 3($)3#7)#*+$ *+ )"( 6:6#16=#1#)8 *2 )"( 3#)1%A 0"#7" #$ 0"8 )"6) 3($4*+$( #$ )"( B=($)B 7"*#7( 2*3 )"( 76$" #+&'#38;
"#$%&'() *4 , C+:(+)*380T(3( 7*+$#,+9(+)$ #+ *3 *') 7*+$#-(3(- #+ )6/#+, 6 4"8$#761 #+:(+)*38 7*'+)RZ .)1 "#$%&'() *5 , U#5(- 6$$()$[T"6) 63( )"( 7*946+8.$ 764#)61#L6)#*+ 4*1#7#($A 6+- "6:( )"*$( 4*1#7#($ =((+ 7*+$#$)(+)18 6+- 6443*43#6)(18 6441#(-RZ !"( 2*11*0#+, 6+$0(3 7"*#7($ 968 =( (1#9#+6)(-G •
•
•
•
N1(6$( 43(463( 6+- $#,+ 7*+2#396)#*+$ 6$ *2 8(63>(+- 2*3 96#1#+,; J(+-#+, *') 7*+2#396)#*+$ #$ 6 $'=$)6+)#:( 43*7(-'3( 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; ! N1(6$( 43*:#-( 7*4#($ *2 )"( 2*11*0#+, $6941( *2 4'37"6$( #+:*#7($ )* :*'7" 7'33(+) 8(63 6--#)#*+$; J'=$)6+)#:( 43*7(-'3($A $'7" 6$ :*'7"#+, 4'37"6$( #+:*#7($ )* 7'33(+) 8(63 6--#)#*+$A ! 63( 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; N1(6$( 43*:#-( )"( 2*11*0#+, $6941( *2 677*'+) 3(7*+7#1#6)#*+$ 2*3 3(4(32*396+7(; H(4(32*396+7(A 0"#7" #$ 6 43*7(-'3( )* )($) 7*+)3*1$A #$ +*) )84#76118 4(32*39(- #+ 6 ! 3(:#(0; T"(+ 0#11 )"( 4"8$#761 #+:(+)*38 7*'+) 6+- 2#5(- 6$$() 3(:#(0$ *77'3 $* )"6) C 968 7**3-#+6)( *'3 *=$(3:6)#*+; K=$(3:6)#*+ *2 #+:(+)*38 #$ 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; !
!"( 3(96#+#+, 6+$0(3 7"*#7($ 63(G •
•
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
"#$%&'() *6 , <77*'+)$ 4686=1([S6:( 611 1#6=#1#) #($ =((+ 6443*43#6)(18 6773'(-RZ .)1 "#$%&'() *7 , V(=)[<3( )"(3( 6$$()$ )"6) "6:( =((+ 41(-,(- 6$ 7*116)(361RZ (null)
5/28/16, 6:03 PM
Page 61 of 63
!"( 2*11*0#+, 6+$0(3 7"*#7($ 968 =( (1#9#+6)(-G •
•
•
•
N1(6$( 43(463( 6+- $#,+ 7*+2#396)#*+$ 6$ *2 8(63>(+- 2*3 96#1#+,; J(+-#+, *') 7*+2#396)#*+$ #$ 6 $'=$)6+)#:( 43*7(-'3( 4(32*39(- #+ 6+ 6'-#)A +*) 6 3(:#(0; ! N1(6$( 43*:#-( 6+ (5416+6)#*+ 2*3 0"8 )"( 1*6+ 69*3)#L6)#*+ $7"(-'1( -*($ +*) 3(7617'16)(; !84#76118A #+ 6 3(:#(0A )"( 677*'+)6+) -*($ +*) 4(32*39 -()6#1(- $'=$)6+)#:( )($)#+,A $'7" ! 6$ 3(7617'16)#*+ 43*7(-'3($A *+ ')1'8'1#.9 677*'+) =616+7($; N1(6$( 43*:#-( )"( 2*11*0#+, $6941( *2 677*'+) 3(7*+7#1#6)#*+$ 2*3 3(4(32*396+7(; H(4(32*396+7(A 0"#7" #$ 6 43*7(-'3( )* )($) 7*+)3*1$A #$ +*) )84#76118 4(32*39(- #+ 6 ! 3(:#(0; N1(6$( 43*:#-( )"( 2*11*0#+, $6941( *2 #+:*#7($ )* 4(32*39 )"( $(637" 2*3 '+3(7*3-(- 1#6=#1#)#($; !"( $(637" 2*3 '+3(7*3-(- 1#6=#1#)#($ #$ 6 $'=$)6+)#:( 43*7(-'3( )"6) #$ )84#76118 4(32*39(! #+ 6+ 6'-#)A =') +*) 6 3(:#(0;
!"( 3(96#+-(3 6+$0(3 7"*#7($ 63(G •
•
(null)
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a#6=#1#)8 #$ 6 =3*6-(3 )(39 )"6) 3(2(3$ )* 6+ (7*+*9#7 *=1#,6)#*+ X0"#7" #+71'-($ 06,($ 4686=1(A '+(63+(- 3(:(+'(A ()7;Z !"(3(2*3(A )"( &'($)#*+ B<3( )"(3( 6$$()$ )"6) "6:( =((+ 41(-,(- 6$ 7*116)(361RB #$ )"( =($) 3($4*+$( 2*3 -(=) =(76'$( #) 3(16)($ -#3(7)18 )* -(=) 36)"(3 )"6+ B"6:( 611 1#6=#1#)#($ =((+ 6773'(-AB 0"#7" #$ 6 &'($)#*+ )"6) 7*'1- 3(16)( )* $(:(361 1#6=#1#)8 677*'+)$;
5/28/16, 6:03 PM
Page 62 of 63
Q@R/E .E=P/558=;41 S;<49/;@5 !)A 789 +A %45B ++ %8@1/D 3/5/4E?R F!$-.! !64:@/6G
(null)
5/28/16, 6:03 PM