Audit Schedule Example

AUDIT SCHEDULE Work Dates

From

To

9 /2 3 11/4 11/11 12/9 12/9 1/6 1/6 1/6 1/6 1 /1 3 1 /2 0 1 /2 7 2 /1 7 2 /1 7 2 /1 7 2 /1 7 2 /2 4 2 /2 4 2 /2 4 3/3 3 /2 4 3 /2 4 3 /3 1 3 /3 1 4/7 4 /1 4 4 /2 8 4 /2 8 5/5 5 /1 9 5 /1 9

11/1 11/15 12/13 1/10 1/10 1/17 1/31 1/31 1/31 1/31 2/7 2/14 2/28 3/7 3/7 3/14 2/28 3/21 3/28 3/21 4/11 4/11 4/18 4/25 4/25 5/2 5/2 5/16 5/30 6/13 6/13

AIC

Vick Elway Murphy Brady Flutie McNabb Plum m er Young Vick Marino Meyer McNabb Marino Murphy Tarkenton Elway York Flutie Delhom m e McNabb Marino Vick Cutler Meyer York Brady Delhom m e Plum m er Flutie Barker Young

   t   s   r    P  r   o   l   g   p  a    W    M   e   v    R   E

X KG X KG X JW X PC JW N N PC N X LL KG KG LL PC JW JW PC PC LL KG PC KG JW LL KG PC PC KG JW KG LL PC KG KG

   #    t    i    d   u    A EVENTS

45 43 75 80 81 R 4 65 66 5 7 11 10 16 S 15 J 6 3 9 17 L H 13 C B N A K F M

 .   g   o   o   a   m   g   m  e   n   a   e   n   e   u    l    E   M    D    P   M

Journal Payments- Claims CW Yachtt Cla Yach Claim ims s Reinsurance Underwriting IBM Outsourcing Lette Le tters rs of Cre Credi ditt Radic Ra dical al Chan Change ge Proj Projec ectt Mgt Revie Review w Large Deductible Claim s Risk Aggregation Underwriting Authority Followup Irvine Claim s CLS/BPP Application Collections RIMCO F.I.R.M. Unauthorized IT Access -Them ed RMG Claim s Review Territorial Licensing - Them ed Autolinkage Application ARTISS Investment Managem ent/Controls Claim s - Monterey Marshe Advantage CICS Environm ent Controls Bisc - Dallas Machinery & Equipm ent GL Reconciliations PRP Consum er Underwriting ACS Datacenter Operations Mfg/Gen Business U/W Seattle Ocean Marine

8/5*

9/11

9/23

10/23

9/30

10/30

1 0/ 0/ 28 28

1 1/ 1/ 27 27

1 0/ 0/ 28 28

1 1/ 1/ 27 27

1 1/ 1/ 25 25

1 2/ 2/ 25 25

1 1/ 1/ 25 25

1 2/ 2/ 25 25

1 1/ 1/ 25 25

1 2/ 2/ 25 25

1 1/ 1/ 25 25

1 2/ 2/ 25 25

12/2

1/1

10-Feb 14-Feb

4 65 66 5 7 11

17-Feb 21-Feb

24-Feb 28-Feb

3-Mar 7-Mar

10-Mar 14-Mar

10 16 S 15 J 6 3 9

16 S 15 J 6 3 9

16 S 15

65 66

3

7 11 10 16 S 15 J 6 3

Barker Young Delhom me Ellison Tarkenton Plum m er Brady Meyer Vick Murphy Flutie Cutler Testaverde Financial TBD Marino Elway McNabb Chryst York Guest Auditor

16/65 65/3 65/3 5/15 7 V1/4 11 7 66/3 16 7 Mat.L. /11 --5 15/4 11 11 66 ---

16 65/3 65/3 15 7/S 6/V1 11 7/6 66/3 16 7/6 Mat.L. /11 --10 15 11 11 66/J ---

16 3 3 15 S 6 3 6 3 16 6 Mat.L. 9 --10 15 9 9 J 9

16 3 3 15 S 6 3 6 3 16 6 Mat.L. 9 --V5 15 9 9 J 9

16 3 3 15 S 6/V2 3 6 3 16 6 Mat.L. 9 ---

Coleman Glass Laccavole W ilson

7/16/S 65/66/3 15/5/4 11

7/6/16/S 65/66/3/J 15 10/11/3

6/16/S 3/J 15 9/10/3

6/16/S 3/J 15 9/3

6/16 3 15 9/3

12/9

1/8

12/ 16 16

1/ 15 15

1/6

2/5

1/6

2/5

1/6

2/5

1/6

2/5

1/13

2/12

1/13

2/12

1/13

2/12

1/20

2/19

2/10

3/12

2/10

3/12

2/17

3/19

2/17

3/19

2/24

3/26

3/3

4/2

3/17

4/16

3/17

4/16

3/24

4/23

4/7

5/7

4/7

5/7

16 15

6 3 9

STAFF XXXX = Pre-planning, planning memo, and program development phase XXXX = Audit Work & Investigation phase. XXXX = Reporting phase XXXX = This color indicates a holiday in that week. # = the # tracks back to the event # above. V = scheduled vacation of a whole week V1= scheduled one day of V T = scheduled training of more than one day. Spec = Special Assignment - Not a recordable Audit Note: Audits in Green are those defined by the Chief Auditor to be completed in 2002.

Letters are assigned to those audits that have not yet been opened in EWP.

1/15/2009

V--> Vacation T-->Training

V1 Plummer V1 Plummer V1 Vick V1 Barker V1 Elway V1?? York V1 Clemnts V5 Marino

Page 1 of 2

15 9 9 9

V2Plummer

1H Mem. Day 17-Mar 21-Mar

24-Mar 28-Mar

31-Mar 4-Apr

7-Apr 11-Apr

14-Apr 18-Apr

17 L H 13 C B

17 L H 13 C B

21-Apr 25-Apr

28-Apr 2-May

5-May 9-May

13 C B N A K

B N A K

12-May 16-May

19-May 23-May

26-May 30-May

2-Jun 6-Jun

9-Jun 13-Jun

16-Jun 20-Jun

A K F M

A K F M

K F M

K F M

F M

F M

15 6 3 9 17 L

L 3 3 15

6 3 9 17 L H 13

3 17 L H 13 C B

6 Mat.L. 9 --17 15 9 9 L 9

L 3 3 17 17 17 3 V1/13 3 13 6/H H 9 --17 13 9 9 L 9

L 3/C 3 17 17 17 3/B 13 3/C 13 H H

L C C V5 17 17 B 13 C 13 H H

L V5 V5 17 17 V5 B 13 C/V3 13 H H

--17 13

L ---

--17 13 B B L ---

--17 13 B B L ---

6 3 15/17 9/3

6/13/H 3/L 17 9/B

13/H/3T 3/C/L 17/V1 B

13/H C/L 17/V2 B

13/H C/L 17 B

V2/6 3 6/V3 3

V1 Meyer V1.5 Chryst V2Plummer V1 V3 Meyer Tarkenton

V1 Laccav. V1 V5 Ellison Tarkenton V2 Laccav. T3 Coleman V1 Marino

H 13 C B N A

N C C

N C C A

N Sem inar Sem inar A

A B 13 C 13 H H

A B 13 C

A B K Sem inar

K K

---

V1 A A

A

K

T3/V2

K

K K

K K

K K

K K

K

--A A

--A A

---

---

---

---

---

13 B B N ---

--A A B B N ---

N ---

---

---

---

---

---

---

13/H C/N A B

13/K C/N A B

K N A

K M/F A

K

K

K

V5 Plummer Easter V5 Young Sunday V3 Vick V5Delhomm e

T5 Vick T5 Young T3 Tarkenton T3 Delhomme

V1 Young V1 Marino

Page 2 of 2

A

V4 Flutie V3 V2/T3 Meyer Delhomme

V5 Tarkenton V1 Flutie