IN THE COURT OF APPEAL (CIVIL DIVISION) ON APPEAL FROM QBD CLAIM NO. HQ11X03610 IN THE HIGH COURT OF JUSTICE QUEEN’S BENCH DIVISION MR PITTAWAY QC, SITTING AS A DEPUTY HIGH COURT JUDGE 23 November 2011 COURT OF APPEAL REFERENCE: C1/2011/ BETWEEN:
VERA GRACE WAYLOR (by her litigation friend, frie nd, JOHN PORTER) Claimant -and-
KENT COUNTY COUNCIL Defendant ___________________________________________________________________________ SKELETON ARGUMENT ___________________________________________________________________________
1.
The appellant’s background is set out in the Witness Statement of her son John Porter at Tab 6. She is a 90 year old frail lady who is currently in hospital. Her physical condition and risk
are set out in the Reports of Dr Fox and Dr Smithard. Her care home Bowles Lodge will be closed today unless this Court interferes immediately and this will place the appellant at significantly greater risk if she is transferred to another care home from hospital rather than her familiar Home. The risk is of death.
2.
st
The appellant was admitted there with “breathing difficulties” on the 21 October 2010. Although such difficulties were not discerned on assessment at the hospital she was admitted. When she was fit for discharge the respondent refused to take her back to her care home Bowles Lodge on the grounds (which have changed from time to time) that she is Elderly Mentally Infirm
or
that she has nursing needs. The clinicians do not accept that
Bowles Lodge is unable to meet her needs. The appellant in their view has no needs that
have to be catered to by nurses, save District Nurses, and the only concern would be the amount of input the appellant needs from carers. As Bowles Lodge has had only one resident for some weeks, the carer ratio is high and can meet the appellant’s needs.
3. In the opinion of her own expert Dr Smithard that the appellant does not have nursing needs is agreed by the hospital Trust. The Trust also agree that the appellant is not Elderly Mentally Infirm.
4.
The defendant should, by its duty to bring to the learned judge’s attention all relevant cases whether for and against, have referred to the case of Goldsmith. This is on all fours relating to considerations of whether a residential home could cater for needs when a person had been assessed as needing nursing care. Goldsmith shows the duties on Local Authorities to consider the risks of moving an old person when making such a potentially dangerous decision. There is no evidence that such consideration was given until the Witness Statement of Anne Tidmarsh was faxed and e mailed minutes before the hearing. This left no time to marshal arguments – the appellant’s counsel had not read the Witness Statement prior to the hearing – nor, most significantly, for Ms Tidmarsh’s view on com parative dangers to be put to those clinically trained to give a view on risk to life.
5.
Whether there is a risk that a judicial decision will bring forth premature death is far too important to leave to the best “common -sense” of laymen howsoever brilliant and
experienced they may be in their own fields. Tab 12 shows the dreadful results of a nonclinical, subjective approach reached without expert advice from those qualified to assess such risks.
The approach to whether the appellant could be cared for at Bowles Lodge is set out at paras 83 – 91 and 99 of Goldsmith: 83. However, even if Dr. Cottee’s determination of the Appellant as “Level 2” is acceptable, it does not, for the reasons I have already given at length, salvage Wandsworth’s position. Dr. Cottee was at pains to explain the limitations of his remit. The decision whether or not to move the Appellant from Mary Court was not one for Dr. Cottee to make: he could not consider context: he did not know what the Appellant was like at Mary Court (see the paradigm exchange, which I have recorded at paragraph 49 above). The decision was for Wandsworth to make. The level 2 analysis of Dr. Cottee was only one aspect of the decision. Self-evidently, many other factors needed to be weighed in the balance. 84. I do not propose to rehearse the attitude of Mr. Kelly as demonstrated by the extracts, which I have cited cited earlier in this judgment. It is manifest that the only factor factor which weighed in Mr. Kelly’s mind was Dr. Cottee’s opinion that the Appellant needed nursing care. There is no evidence, to take just one example, that on 6 October he gave any consideration to the effect
on the Appellant of a move into nursing accommodation. There is no evidence that he gave any proper consideration to the real possibility that arrangements could be made at Mary Court to meet the Appellant’s needs. Indeed, the evidence is to the contrary: he was plainly deaf to Linda Goldsmith’s arguments, and made no attempt to give her any reasons for not accepting them. 85. Of course Mr. Kelly was w as entitled to give weight to Dr. Cottee’s views. But as I have already said too often, Dr. Cottee’s views, even on his own account, were limited to one aspect of the case. Thus if 6 October is to be considered the occasion on which the decision not to allow the Appellant to return to Mary Court was taken, and if Mr. Kelly is the decision maker, it is manifest to me that the decision was taken without full and proper consideration of all the implications, and that as communicated to Linda Goldsmith, it was on the basis of Dr. Cottee’s opinion alone. 86. In my judgment, therefore, Miss Richards has made out her submission that Wandsworth treated Dr. Cottee’s opinion as determinative. Indeed, in her able submissions when responding to the appeal, Miss Laing seemed to me, in reality, not to dissent from that proposition. Her argument was that this was a rational stance for Wandsworth to take; that Wandsworth was bound to be guided by Dr. Cottee, and that in the language of judicial review, Wandsworth’s decision could coul d not be impeached. For the reasons I have given, I cannot, speaking speaking for myself, accept that submission. submission. Wandsworth were under under a duty to take a rounded decision, which took into account all relevant factors. It was under a dut y to articulate that decision clearly to those advising the Appellant. In my judgment it failed to do both, and as a consequence its decision cannot stand. 87. I feel obliged to comment that Wandsworth has, in my judgment, brought this unhappy state of affairs upon itself. Nothing in this judgment is intended to doubt the good faith of either Mrs. Graham or Mr. Kelly. If the decision of the LCCP had been properly minuted, and reasons given for its conclusion; had Mrs. Graham and Mr. Kelly properly weighed up all the relevant considerations considerations and communicated Wandsworth’s reasoned and balanced decision to Linda Goldsmith it is unlikely that the decision would have been susceptible to judicial review. I am prepared to accept that it is Wandsworth’s genuine opinion that the Appellant’s best interests may be best served by nursing care. But that is not the issue. Judicial review is about process, and in my judgment t he process here has been manifestly defective. Article 8 of the European Convention on Human Rights 88. This analysis, in my judgment, is sufficient to dispose of the appeal. However, the judge accepted a submission made on Wandsworth’s behalf that whilst Article 8 was engaged in relation to the Appellant’s right to respect for her private life, if the decision was otherwise lawful, Article Article 8 added nothing to the debate. That was because Wandsworth’s interference was both in accordance with the law and necessary in a democratic society to safeguard the Appellant’s physical and psychological integrity. Speaking for myself, I an unable to accept that submission when applied to t he circumstances of this case. 89. It is trite law that in addition to being in accordance with the law and necessary in a democratic society for the protection of the Appellant’s health, any interference by the State with her right to respect for her her private life must be proportionate. There is no evidence, evidence, in my judgment, that Wandsworth gave any consideration to the principle of proportionality. 90. This is particularly marked in the meeting on 6 October. I have already set out in paragraph 52 above what can only be regarded as Linda Goldsmith’s practical, albeit emotional, expression of the Appellant’s Article 8 rights. I have recorded Mr. Kelly’s response. It is apparent to me that at no point in the meeting is there any evidence that either Mr. Kelly or any other Wandsworth decision maker had addressed their minds either to Article 8 itself or to the proportionality of Wandsworth’s response. 91. These are not academic academic considerations. It is not in dispute that a change change to a strange environment for a person of the Appellant’s frailty could have serious if not fatal consequences. The proportionality of the response is, therefore, therefore, of the utmost importance. In
my judgment it is not good enough for Wandsworth, after the institution of proceedings, to produce evidence that this was a factor in its mind when it made the decision (whenever that was). In my judgment, the court has to look at the decision at the time it was made and at the manner in which it was communicated to the person or persons affected by it. And in that process, I find a complete absence of any suggestion that Wandsworth had addressed the Appellant’s Article 8 rights.
99. As I listened to the excellent argument at the substantive hearing it became more and more clear to me that our initial concern had had been justified. Wandsworth disavowed any any suggestion that financial considerations had dictated its decision, and in those circumstances the fact that Mrs Goldsmith chose to live in St Mary’s Court surely placed a duty on the decision-maker (whoever that was) to balance the information contained in the community care assessment report and in her daughter’s representations against the doctor’s assessment that she had level 2 nursing needs, and to see whether a viable solution could be found of a reasonable kind which would enable her to continue to live in the place where she was so happy. This is what respect for a person’s home is all about, and Wandsworth had to show that its decision to move her was a proportionate response in all the circumstances.
6.
Finally there has been consideration as to whether these proceedings are an abuse of process. Sedley LJ expounded the private law duty in para 22 of Turner and Milsom thus:
22. It would in i n our judgment require at lowest evidence of a real risk that relocation was to be undertaken in a way injurious to the particular patient’s health to trigger the supervisory jurisdiction of the High Court over the conduct of local government. Neither the material relied on by Ms Hossack nor the research relied on by Professor Katona establishes this in Mrs Milsom’s or any other of the cases before us. Exactly the same is the case, as this court has pointed out on an earlier occasion, if it is recognised that the duty owed by the local authorities to these patients is not a public law duty at all but the common law duty of care – care – aa question of private law, but one which introduces a standard of care entirely consonant with the Art 2 obligation.
7.
This Court is not, on this extreme emergency application, being asked to take any irrevocable steps. Merely to preserve the status quo and prevent the irrevocable closure of Bowles Lodge and permanent redeployment of familiar staff until further consideration can be given in open court. Anne Tid marsh’s exhibit of the decision page 9.20 shows that the
respondent does not intend to close Bowles Lodge until January 2012 and on the basis that there will be no closure before alternative services are in pl ace.
th
Dated this 24 day of November 2011.